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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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38 documents
Date Reference Title Sections Type Main document Info
ESMA42-111-7381 Peer review on supervision of CSDs providing cross–border services or participating in interoperable links Supervisory convergence Final Report DOWNLOAD 762.77 KB
ESMA42-111-7170 Final Report - Prospectus Peer Review Prospectus Final Report DOWNLOAD 2.01 MB
ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Final Report DOWNLOAD 221.11 KB
ESMA31-62-1426 ESMA Guidelines on disclosure requirements under the Prospectus Regulation Prospectus Final Report DOWNLOAD 1.41 MB
ESMA70-156-2311 MiFID II Review Report on position limits and position management Trading, Supervisory convergence Final Report DOWNLOAD 591.78 KB
ESMA70-151-2919 Final Report EMIR RTS on Colleges for CCPs CCP, Post Trading, Supervisory convergence Final Report DOWNLOAD 273.08 KB
ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA31-62-1207 Final Report on technical advice under prospectus exemption Prospectus Final Report DOWNLOAD 862.94 KB
ESMA31-62-1217 Final Report on ESMA Guidelines on Risk Factors under the Prospectus Regulation Prospectus Final Report DOWNLOAD 415.91 KB
ESMA31-62-1114 2017 Report on EEA prospectus activity Prospectus Final Report DOWNLOAD 385.45 KB
ESMA42-111-4479 Peer review on the Guidelines on ETFs and other UCITS issues Supervisory convergence Final Report DOWNLOAD 1.11 MB
ESMA31-62-800 Technical advice under the Prospectus Regulation Prospectus Final Report DOWNLOAD 4.7 MB
ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I Investor protection, Supervisory convergence Final Report DOWNLOAD 1.25 MB
2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report DOWNLOAD 1.23 MB
2016/585 Suitability Peer Review - Annex Investor protection, Supervisory convergence Final Report DOWNLOAD 987.81 KB
2016/584 Suitability Peer Review - Final Report Investor protection, Supervisory convergence Final Report DOWNLOAD 459.35 KB
2015/1905 MAD Supervisory Practices peer review follow-up Market Abuse, Supervisory convergence Final Report DOWNLOAD 239.64 KB
2015/1887 Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis Prospectus, Corporate Governance Final Report DOWNLOAD 645.64 KB
Related documents Proxy advisors take steps towards increased transparency
Summary
Translated versions
2015/1136 EEA prospectus activity in 2014 Prospectus, Issuer disclosure Final Report DOWNLOAD 578.07 KB
2015/592 Automated Trading Guidelines - ESMA peer review among National Competent Authorities Supervisory convergence Final Report DOWNLOAD 930.33 KB