|
|
Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
|
|
|
Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
|
|
|
Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
|
|
|
ESMA80-189-33520 |
Final report on EU CLO credit ratings – risk of conflicts of interests relating to methodology changes |
Credit Rating Agencies |
Final Report |
DOWNLOAD 606.64 KB |
|
|
|
ESMA71-702228251-2720 |
ESMA contributions to sustainable finance - visuals |
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance |
Reference |
DOWNLOAD 829.77 KB |
|
|
|
ESMA50-164-770 |
Links to national websites where net short positions in shares are disclosed |
Short Selling |
Reference |
DOWNLOAD 123.78 KB |
|
|
|
ESMA24-450544452-1848 |
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 |
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading |
Reference |
DOWNLOAD 641.86 KB |
|
|
|
|
|
ESMA80-416-203 |
Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Reference |
DOWNLOAD 25.5 KB |
|
| Related documents |
|
| Summary |
|
| Translated versions |
CS
, SL
, DA
, ET
, FI
, HR
, HU
, LT
, LV
, MT
, RO
, SK
|
|
|
|
ESMA50-164-772 |
Links to the national websites explaining the procedures for notifications of net short positions |
Short Selling |
Reference |
DOWNLOAD 200.78 KB |
|
|
|
SSR sanctions |
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) |
Short Selling |
Reference |
DOWNLOAD 372.65 KB |
|
|
|
ESMA80-196-6345 |
Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Final Report |
DOWNLOAD 411.44 KB |
|
|
|
ESMA70-448-10 |
Final Report - Short Selling Regulation Review |
Short Selling |
Final Report |
DOWNLOAD 749.55 KB |
|
|
|
ESMA 80-195-1352 |
Text mining ESG disclosures in rating agency press releases |
Credit Rating Agencies, Digital Finance and Innovation, Sustainable finance |
Reference |
DOWNLOAD 403.58 KB |
|
|
|
ESMA80-416-20 |
Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies |
Final Report |
DOWNLOAD 282.39 KB |
|
|
|
ESMA 80-416-252 |
Response Form - CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies |
Reference |
DOWNLOAD 622.67 KB |
|
|
|
ESMA70-156-3914 |
Response form - Consultation Paper on the review of certain aspects of the SSR |
Short Selling |
Reference |
DOWNLOAD 751.38 KB |
|
|
|
ESMA80-196-5170 |
Final Report Technical Advice on Fees Charged to CRAs by ESMA |
Credit Rating Agencies |
Final Report |
DOWNLOAD 404.7 KB |
|
|
|
ESMA 80-196-5030 |
Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA |
Credit Rating Agencies |
Reference |
DOWNLOAD 751.49 KB |
|
|
|
ESMA33-5-852 |
Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C |
Credit Rating Agencies |
Reference |
DOWNLOAD 747.02 KB |
|
|
|
ESMA33-5-850 |
Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B |
Credit Rating Agencies |
Reference |
DOWNLOAD 740.64 KB |
|
