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ESMA35-36-1946 |
Final Report Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 395.33 KB |
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ESMA70-151-3107 |
Technical advice on FRANDT commercial terms for clearing services (Article 4(3a)) |
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Final Report |
DOWNLOAD 710.45 KB |
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ESMA80-189-6982 |
EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges |
COVID-19, Credit Rating Agencies |
Final Report |
DOWNLOAD 436.43 KB |
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ESMA34-39-968 |
Final report - Guidelines on performance fees in UCITS and certain types of AIFs |
Fund Management, Guidelines and Technical standards |
Final Report |
DOWNLOAD 483.83 KB |
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ESMA35-43-2126 |
Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Technical Advice |
DOWNLOAD 464.68 KB |
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ESMA70-156-2287 |
Technical Advice to the European Commission on weekly position reports under MiFID II |
Trading, Supervisory convergence |
Technical Advice |
DOWNLOAD 231.84 KB |
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ESMA70-156-2311 |
MiFID II Review Report on position limits and position management |
Trading, Supervisory convergence |
Final Report |
DOWNLOAD 591.78 KB |
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ESMA43-370-103 |
Final report on TA on EMIR 2.2 CCP fines |
CCP, Credit Rating Agencies, Post Trading, Trade Repositories |
Final Report |
DOWNLOAD 478.11 KB |
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ESMA70-151-2919 |
Final Report EMIR RTS on Colleges for CCPs |
CCP, Post Trading, Supervisory convergence |
Final Report |
DOWNLOAD 273.08 KB |
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ESMA50-165-1040 |
ESMA report on trends, risks and vulnerabilities no.1 2020 |
Risk monitoring |
Final Report |
DOWNLOAD 1.42 MB |
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ESMA70-156-2076 |
EMIR Final Report on alignment clearing and trading obligations |
Post Trading |
Final Report |
DOWNLOAD 309.87 KB |
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ESMA70-151-2895 |
Final Report -RTS Settlement Discipline Postponement |
Post Trading |
Final Report |
DOWNLOAD 331.29 KB |
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ESMA32-67-613 |
Report on amendments to ESMA Guidelines on enforcement of financial information |
Transparency |
Final Report |
DOWNLOAD 272.06 KB |
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ESMA35-43-2134 |
ESMA’s Technical Advice to the Commission on the effects of product intervention measures |
Investor protection |
Technical Advice |
DOWNLOAD 425.6 KB |
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ESMA70-151-2869 |
Final Report CCPs' Membership Criteria and Due Diligence |
Post Trading |
Final Report |
DOWNLOAD 229.41 KB |
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ESMA70-151-2703 |
Final Report - Guidelines on Reporting Under SFTR |
Securities Financing Transactions |
Final Report |
DOWNLOAD 1.38 MB |
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JC 2019 20 |
Final report - EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework |
Joint Committee, Post Trading |
Final Report |
DOWNLOAD 344.98 KB |
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ESMA42-111-4916 |
STOR Peer Review Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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ESMA34-46-91 |
Final report - Draft RTS under Article 25 of the ELTIF Regulation |
Fund Management |
Final Report |
DOWNLOAD 178.05 KB |
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ESMA70-151-2650 |
Final report on TA on EMIR_2_2_CCP fees |
Post Trading |
Technical Advice |
DOWNLOAD 606.91 KB |
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