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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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92 documents
Date Reference Title Sections Type Main document Info
BoA D 2020 03 ESAs BoA Decision on Scope Ratings v ESMA Board of Appeal Decision DOWNLOAD 437.6 KB
BoA D 2021 01 Board of Appeal of the ESAs - Decision on Howeverton vs EBA Board of Appeal Decision DOWNLOAD 540.91 KB
Decision BoA D 2021 02 Board of Appeal of the ESAs - decision on "A" vs ESMA Board of Appeal Decision DOWNLOAD 283 KB
ESMA41-356-114 Decision 1-2021 Moody's UK Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 728.73 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
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ESMA41-356-129 Decision 2-2021 Moody's France Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 352.97 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-130 Decision 3-2021 Moody's Germany Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 333.78 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-131 Decision 4-2021 Moody's Italy Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 350.91 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-132 Decision 5-2021 Moody's Spain Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 332.83 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-168 Public Notices Moodys UK DE ES FR IT Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 277.29 KB
Related documents CRA Enforcement Case Moodys March 2021 Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
Summary
Translated versions
BoA D 2021 03 Board of Appeal of the ESAs - decision on City Insurance SA vs EIOPA Board of Appeal Decision DOWNLOAD 305.13 KB
ESMA41-356-187 Decision - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.14 MB
ESMA41-356-233 Decision - UnaVista Limited Trade Repositories Decision DOWNLOAD 996.23 KB
ESMA41-356-271 Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.17 MB
ESMA40-134-3263 Decision on Conflict of Interest Policy for Non-Staff Management Board Decision DOWNLOAD 169.2 KB
BoA-D-2022-01 Board of Appeal of the ESAs - Decision on C vs EBA Board of Appeal Decision DOWNLOAD 790.75 KB
ESMA64-68-216 Decision on the extension of the reserve lists ending 31/12/2022 Careers Decision DOWNLOAD 144.94 KB
ESMA43-475-60 Public Notice - S&P Global Ratings Europe Limited Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 75.18 KB
ESMA43-475-40 BoS Decision - S&P Global Ratings Europe Limited Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 525.03 KB
Joint Committe EC Decision Q&As SDFR European Commission decision on the answers to be provided to questions requiring the interpretation of Union law submitted on 9 September 2022 by the ESAs SFDR Joint Committee, Sustainable finance Decision DOWNLOAD 134.93 KB
ESMA22-106-4162 SMSG Rules of Procedure Securities and Markets Stakeholder Group Decision DOWNLOAD 227.67 KB