|
|
07-320 |
Q&A on Best Execution |
CESR Archive |
Q&A |
DOWNLOAD 578.51 KB |
|
|
|
09-559 |
Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements |
CESR Archive |
Q&A |
DOWNLOAD 405.18 KB |
|
|
|
10-222 |
FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 327.78 KB |
|
|
|
10-591 |
Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee |
CESR Archive |
Q&A |
DOWNLOAD 130.84 KB |
|
|
|
10-521 |
FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members |
CESR Archive |
Q&A |
DOWNLOAD 206.24 KB |
|
|
|
2011/MB/3 |
Decision of the Management Board - Internal language arrangements |
Management Board, About ESMA |
Decision |
DOWNLOAD 18.51 KB |
|
|
|
2011/MB/4 |
Decision of the Management Board - Professional secrecy |
Management Board, About ESMA |
Decision |
DOWNLOAD 34.68 KB |
|
|
|
ESMA41-140-155 |
Decision of the Management Board - Code of good administrative behaviour |
About ESMA, Management Board |
Decision |
DOWNLOAD 179.82 KB |
|
|
|
2011/BS/123 |
Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group |
Board of Supervisors, Securities and Markets Stakeholder Group |
Decision |
DOWNLOAD 171.3 KB |
|
|
|
2011/MB/69 |
Decision of the Management Board - Access to documents |
Management Board, About ESMA |
Decision |
DOWNLOAD 201.73 KB |
|
|
|
2011/BS/229 |
Decision of the European Securities and Markets Authority establishing its Review Panel |
Board of Supervisors, About ESMA, Supervisory convergence |
Decision |
DOWNLOAD 35.86 KB |
|
|
|
2012/113 |
Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 |
Fund Management |
Q&A |
DOWNLOAD 83.79 KB |
|
|
|
2012/382 |
MiFID Q&A in the area of investor protection and intermediaries |
Investor protection |
Q&A |
DOWNLOAD 319.78 KB |
|
|
|
2013/159 |
Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) |
Short Selling |
Q&A |
DOWNLOAD 873.32 KB |
|
|
|
BoA 2013-008 |
Board of Appeal Decision |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 242.72 KB |
|
|
|
BoA 2013-014 |
Board of Appeal Decision Global Private Rating Company v. ESMA |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 361.96 KB |
|
|
|
2014/544 |
Decision to adopt a supervisory measure taking the form of a public notice in accordance with Articles 23e(5) and 24 of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies |
Credit Rating Agencies |
Decision |
DOWNLOAD 49.36 KB |
|
|
|
2014/MB/38 |
Decision on the Financial Regulation of ESMA |
Management Board |
Decision |
DOWNLOAD 392.78 KB |
|
|
|
2014/MB/39 |
Decision on the Implementing Rules to the Financial Regulation of ESMA |
Management Board |
Decision |
DOWNLOAD 279.01 KB |
|
|
|
2014/C1/02 |
Board of Appeal Decision |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 368.94 KB |
|
