ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

146 documents
Date Sort ascending Reference Title Sections Type Main document Info
JC 2023 02 Joint Committee Q&As relating to the Securitisation Regulation Securitisation Q&A DOWNLOAD 465.03 KB
ESMA43-1868696574-770 Decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 591.09 KB
ESMA43-1868696574-745 Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 135.04 KB
JC 2023 22 Consolidated Q&As on the PRIIPs Key Information Document Fund Management, Joint Committee Q&A DOWNLOAD 1.06 MB
BoA-D-2024-01 Board of Appeal of the ESAs - Decision in the appeal by Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal, CCP Decision DOWNLOAD 450.53 KB
JC 2023 18 Consolidated Q&A on the SFDR Joint Committee, Sustainable finance Q&A DOWNLOAD 989.81 KB
ESMA64-829630486-245 Decision on the extension of the reserve lists ending 31/12/2023 Careers Decision DOWNLOAD 161.65 KB
ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics Investor protection, Supervisory convergence Q&A DOWNLOAD 1.18 MB
ESMA35-42-1088 Q&A on the European crowdfunding service providers for business Regulation Q&A DOWNLOAD 457.72 KB
ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) Benchmarks, Supervisory convergence Q&A DOWNLOAD 730.96 KB
ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Trading Q&A DOWNLOAD 985.2 KB
BoA-D-2023-03 Board of Appeal of the ESAs - Decision on Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal Decision DOWNLOAD 313.35 KB
ESMA70-872942901-38 Questions and Answers on MiFID II and MiFIR market structures topics Trading Q&A DOWNLOAD 1.54 MB
BoA-D-2023-01 Board of Appeal of the ESAs - Decision on Euroins Insurance Group AD vs EIOPA Board of Appeal Decision DOWNLOAD 280.05 KB
BoA-D-2023-02 Board of Appeal of the ESAs - Decision on Euroins Insurance Group AD vs EIOPA on a plea of inadmissibility Board of Appeal Decision DOWNLOAD 353.27 KB
BoA-O-2023-01 Board of Appeal of the ESAs - Order on Euroins Insurance Group AD vs EIOPA Board of Appeal Decision DOWNLOAD 212.24 KB
ESMA33-5-87 Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA Credit Rating Agencies Q&A DOWNLOAD 426.65 KB
ESMA33-128-563 Questions and answers on the Securitisation Regulation Securitisation Q&A DOWNLOAD 1.7 MB
ESMA70-155-13049 Decision on the assessment regarding third country trading venues for the purposes of Articles 57(4) of MiFID Board of Supervisors, Trading Decision DOWNLOAD 102.82 KB
ESMA70-155-13051 Decision of the adoption of non-controversial opinions on position limits Board of Supervisors, Trading Decision DOWNLOAD 127.14 KB