ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

345 documents
Date Sort descending Reference Title Sections Type Main document Info
2011/MB/3 Decision of the Management Board - Internal language arrangements Management Board, About ESMA Decision DOWNLOAD 18.51 KB
2011/MB/4 Decision of the Management Board - Professional secrecy Management Board, About ESMA Decision DOWNLOAD 34.68 KB
ESMA41-140-155 Decision of the Management Board - Code of good administrative behaviour About ESMA, Management Board Decision DOWNLOAD 179.82 KB
2011/BS/123 Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group Board of Supervisors, Securities and Markets Stakeholder Group Decision DOWNLOAD 171.3 KB
2011/MB/69 Decision of the Management Board - Access to documents Management Board, About ESMA Decision DOWNLOAD 201.73 KB
2011/342 Opinion - Practical arrangements for the late transposition of the UCITS IV Directive Fund Management Opinion DOWNLOAD 41.33 KB
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2012/715 ESMA Opinion on emergency measure by Spanish CNMV under Section 1 of Chapter V of Regulation No. 236/2012 on short selling and certain aspects of credit default swaps Short Selling Opinion DOWNLOAD 79.2 KB
2012/717 ESMA Opinion on emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No. 236/2012 on short selling and certain aspects of credit default swaps Short Selling Opinion DOWNLOAD 95.45 KB
2012/721 Opinion on Article 50(2)(a) of the UCITS Directive Fund Management Opinion DOWNLOAD 81.31 KB
2013/149 Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No 236/2012 on short selling and certain aspects of credit default swaps Short Selling Opinion DOWNLOAD 96.52 KB
2013/312 Regulatory technical standards on colleges for central counterparties supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 Post Trading Opinion DOWNLOAD 151.67 KB
2013/317 Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive Prospectus, Issuer disclosure Opinion DOWNLOAD 725.59 KB
2013/542 Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No 236/2012 on short selling and certain aspects of credit default swaps Short Selling, Market Integrity Opinion DOWNLOAD 96.41 KB
BoA 2013-008 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 242.72 KB
2013/1072 Practical arrangements for the late transposition of the AIFMD Fund Management Opinion DOWNLOAD 93.1 KB
ESA/2013/035 Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) Joint Committee Opinion DOWNLOAD 142.63 KB
2013/1944 Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation Prospectus, Issuer disclosure Opinion DOWNLOAD 75.6 KB
BoA 2013-014 Board of Appeal Decision Global Private Rating Company v. ESMA Joint Committee, Board of Appeal Decision DOWNLOAD 361.96 KB
2014/146 MiFID practices for firms selling complex products Investor protection, Warnings and publications for investors Opinion DOWNLOAD 122.37 KB