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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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403 documents
Date Reference Title Sections Type Main document Info
2011/MB/3 Decision of the Management Board - Internal language arrangements Management Board, About ESMA Decision DOWNLOAD 18.51 KB
2011/MB/4 Decision of the Management Board - Professional secrecy Management Board, About ESMA Decision DOWNLOAD 34.68 KB
ESMA41-140-155 Decision of the Management Board - Code of good administrative behaviour About ESMA, Management Board Decision DOWNLOAD 179.82 KB
2011/116 Annex 2 Progress report on equivalence of Indian Accounting Standards with IFRS Audit Report DOWNLOAD 399.46 KB
2011/BS/123 Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group Board of Supervisors, Securities and Markets Stakeholder Group Decision DOWNLOAD 171.3 KB
2011/MB/69 Decision of the Management Board - Access to documents Management Board, About ESMA Decision DOWNLOAD 201.73 KB
2011/265 11th Extract from the EECS's Database of Enforcement Decisions Financial reporting Report DOWNLOAD 329.49 KB
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2012/656 12th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 352.16 KB
2013/444 13th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 512.42 KB
2013/619 Annex II Comparative table of responses from EEA States Prospectus Report DOWNLOAD 2.15 MB
Related documents Comparison of liability regimes in Member States in relation to the Prospectus Directive
Summary
Translated versions
2013/619 Annex III Individual responses from EEA States Prospectus Report DOWNLOAD 2.63 MB
Related documents Comparison of liability regimes in Member States in relation to the Prospectus Directive
Summary
Translated versions
BoA 2013-008 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 242.72 KB
2013/1545 14th Extract from the EECS' database of enforcement Financial reporting Report DOWNLOAD 355.57 KB
BoA 2013-014 Board of Appeal Decision Global Private Rating Company v. ESMA Joint Committee, Board of Appeal Decision DOWNLOAD 361.96 KB
2014/377 15th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 501 KB
2014/544 Decision to adopt a supervisory measure taking the form of a public notice in accordance with Articles 23e(5) and 24 of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies Credit Rating Agencies Decision DOWNLOAD 49.36 KB
2014/MB/38 Decision on the Financial Regulation of ESMA Management Board Decision DOWNLOAD 392.78 KB
2014/MB/39 Decision on the Implementing Rules to the Financial Regulation of ESMA Management Board Decision DOWNLOAD 279.01 KB
2014/C1/02 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 368.94 KB