|
|
106/20/COL |
ESA Third Renewal Decision under Art. 28(1) SSR |
COVID-19, Market Integrity, Short Selling |
Decision |
DOWNLOAD 973.25 KB |
|
|
|
2011/BS/123 |
Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group |
Board of Supervisors, Securities and Markets Stakeholder Group |
Decision |
DOWNLOAD 171.3 KB |
|
|
|
2011/BS/229 |
Decision of the European Securities and Markets Authority establishing its Review Panel |
Board of Supervisors, About ESMA, Supervisory convergence |
Decision |
DOWNLOAD 35.86 KB |
|
|
|
2011/MB/3 |
Decision of the Management Board - Internal language arrangements |
Management Board, About ESMA |
Decision |
DOWNLOAD 18.51 KB |
|
|
|
2011/MB/4 |
Decision of the Management Board - Professional secrecy |
Management Board, About ESMA |
Decision |
DOWNLOAD 34.68 KB |
|
|
|
2011/MB/69 |
Decision of the Management Board - Access to documents |
Management Board, About ESMA |
Decision |
DOWNLOAD 201.73 KB |
|
|
|
2011/SMSG/11 |
Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 48.99 KB |
|
|
|
2011/SMSG/12 |
Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 59.19 KB |
|
|
|
2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
|
|
|
2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
|
|
|
2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
|
|
|
2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
|
|
|
2012/SMSG/59 |
Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 497.32 KB |
|
|
|
2012/SMSG/6 |
Letter regarding deadlines for the submission of ESMA’s technical standards |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 82.35 KB |
|
|
|
2012/SMSG/60 |
SMSG advice on Guidelines on sound remuneration policies under the AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 81.39 KB |
|
|
|
2013/SMSG/017 |
Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 27.43 KB |
|
|
|
2013/SMSG/018 |
Advice on Discussion Paper – The Clearing Obligation under EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 46.94 KB |
|
|
|
2013/SMSG/020 |
Response to the Consultation Paper ESMA Guidelines on enforcement of financial information |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 67.09 KB |
|
|
|
2014/544 |
Decision to adopt a supervisory measure taking the form of a public notice in accordance with Articles 23e(5) and 24 of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies |
Credit Rating Agencies |
Decision |
DOWNLOAD 49.36 KB |
|
|
|
2014/BOA/05 |
Decision by the ESA BoA concerning Investor Protection Europe sprl |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 229.85 KB |
|
