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ESMA22-106-196 |
Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 144.22 KB |
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2013/SMSG/017 |
Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 27.43 KB |
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2013/SMSG/018 |
Advice on Discussion Paper – The Clearing Obligation under EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 46.94 KB |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2015/SMSG/026 |
Advice on Proxy advisors |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 206.54 KB |
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ESMA/2015/SMSG/031 |
Advice on sound remuneration under UCITS and AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 123.3 KB |
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ESMA22-106-4389 |
Advice on the SMSG’s role in the Breach of EU Law Procedure |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 191.55 KB |
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esma41-139-1231 |
Amended decision Handelsbanken |
Credit Rating Agencies |
Decision |
DOWNLOAD 244.4 KB |
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esma41-139-1224 |
Amended_decision_nordea |
Credit Rating Agencies |
Decision |
DOWNLOAD 236.05 KB |
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esma41-139-1229 |
Amended_decision_seb |
Credit Rating Agencies |
Decision |
DOWNLOAD 239.8 KB |
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esma41-139-1230 |
Amended_decision_swedbank |
Credit Rating Agencies |
Decision |
DOWNLOAD 243.03 KB |
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BoA D 2019 01, 02, 03 and 04 |
Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority |
Board of Appeal |
Decision |
DOWNLOAD 829.04 KB |
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EN
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BOA 2016 001 |
BoA 2016 - 001 (Decision Kluge v EBA) |
Board of Appeal |
Decision |
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boa-2019-d-05_decision |
BOA decision creditreform_rating_ag_vs_eba |
Board of Appeal |
Decision |
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boa30.18 |
BoA Decision SEB appeal 30 November 2018 |
Board of Appeal |
Decision |
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2014/C1/02 |
Board of Appeal Decision |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 368.94 KB |
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BoA 2013-008 |
Board of Appeal Decision |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 242.72 KB |
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