ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
275 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
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ESMA35-335435667-4520 | Compliance table on the Guidelines on MiFID II product governance (2023) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 173.43 KB | ||
ESMA35-335435667-4314 | Compliance table on the Gudelines on MiFID II remuneration requirements | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 187.67 KB | ||
ESMA24-229244789-4738 | SMSG advice on the consultation on reverse solicitation and the qualification of crypto-assets as financial instruments under MiCA | Digital Finance and Innovation, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 281.77 KB | ||
ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | DOWNLOAD 200.08 KB | ||
ESMA74-2119945925-1627 | Compliance table on the Guidelines on standardised procedures and messaging protocols | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 430.39 KB | ||
ESMA74-2119945925-1626 | Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 492.55 KB | ||
ESMA74-2119945925-1625 | Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 474.91 KB | ||
ESMA74-2119945925-1624 | Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 265.11 KB | ||
ESMA74-2119945925-1622 | Compliance table on the Guidelines on internalised settlement reporting under Article 9 of CSDR | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 242.35 KB | ||
ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 255.69 KB | ||
ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 242.48 KB | ||
ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 264.26 KB | ||
ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | DOWNLOAD 192.71 KB | ||
ESMA43-1868696574-770 | Decision to impose fines in respect of infringements committed by Scope Ratings GmbH | Board of Supervisors, Credit Rating Agencies | Decision | DOWNLOAD 591.09 KB | ||
ESMA43-1868696574-745 | Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH | Board of Supervisors, Credit Rating Agencies | Decision | DOWNLOAD 135.04 KB | ||
ESMA24-229244789-4704 | SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection | Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 113.45 KB | ||
ESMA24-229244789-4699 | SMSG Advice on the Draft Guidelines on Enforcement of Sustainability Information (GLESI) | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | DOWNLOAD 80.95 KB | ||
JC 2024 19 | Joint SH advice on RTS-ITS on major incident reporting | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 197.15 KB | ||
JC 2024 18 | Joint SH advice on RTS on subcontracting of ICT services | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 253.86 KB | ||
JC 2024 17 | Joint SH advice on RTS on threat-led penetration testing (TLPT) | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 200.59 KB |