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ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
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JC/2015/087 |
Compliance Table GL financial conglomerates |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 300.38 KB |
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ESMA70-21038340-46 |
Compliance table for the Guidelines on market making activities under the Short Selling Regulation |
Guidelines and Technical standards, Market Integrity, Short Selling |
Compliance table |
DOWNLOAD 267.48 KB |
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ESMA70-145-153 |
Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Compliance table |
DOWNLOAD 179.29 KB |
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JC/GL/2014/43 Appendix 1 |
Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 187.15 KB |
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