|
|
2016/743 |
Multi-venue trading increases liquidity in EU equity markets despite duplicate orders |
Press Releases, Risk monitoring |
Report |
DOWNLOAD 247 KB |
|
|
|
2016/SMSG/009 |
SMSG End of Term Report 2016 |
Securities and Markets Stakeholder Group |
Report |
DOWNLOAD 1.55 MB |
|
|
|
2016/1130 |
Final Report on the Market Abuse Regulation Guidelines |
Market Abuse, Market Integrity |
Report |
DOWNLOAD 852.59 KB |
|
|
|
2016/1208 |
19th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 488.18 KB |
|
|
|
2016/1170 |
Report on EEA prospectus activity in 2015 |
Issuer disclosure, Prospectus |
Report |
DOWNLOAD 674.63 KB |
|
|
|
2016/1415 |
ESMA reporton on securities financing transactions and leverage in the EU |
Post Trading, Risk monitoring |
Report |
DOWNLOAD 1.94 MB |
|
|
|
2016/1662 |
2016-1662 Competition & Choice in the Credit Rating Industry |
Credit Rating Agencies |
Report |
DOWNLOAD 1.22 MB |
|
|
|
2016/1668 |
2016-1668 ESMA feedback statement on ESEF |
Issuer disclosure, Electronic reporting, Transparency |
Report |
DOWNLOAD 6.98 MB |
|
|
|
2016/1683 |
Peer Review on CCPs' Margin and Collateral requirements |
Post Trading |
Report |
DOWNLOAD 543.98 KB |
|
|
|
ESMA32-63-200 |
20th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 498.99 KB |
|
|
|
ESMA42-1643088512-2962 |
ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution |
Investor protection, Trading, Supervisory convergence |
Report |
DOWNLOAD 774.17 KB |
|
|
|
ESAS-2017-82 |
Report on the functionning of the CRR with the related obligations under EMIR |
Post Trading |
Report |
DOWNLOAD 602.75 KB |
|
|
|
ESMA80-1467488426-27 |
Supervision Annual Report 2016 and Work Programme 2017 |
Credit Rating Agencies, Trade Repositories |
Report |
DOWNLOAD 2.58 MB |
|
|
|
ESMA50-1121423017-285 |
Report on Distributed Ledger Technology Applied to Securities Markets |
Risk monitoring |
Report |
DOWNLOAD 508.75 KB |
|
|
|
ESMA70-872942901-21 |
Final report on draft RTS on package orders for which there is a liquid market |
Trading |
Report |
DOWNLOAD 712.46 KB |
|
|
|
ESMA70-708036281-8 |
Final Report on guidelines on participant default rules and procedures under CSDR |
Post Trading |
Report |
DOWNLOAD 608.18 KB |
|
|
|
ESMA70-708036281-7 |
Final Report on CSDR Guidelines on Access by a CSD to the Transaction Feeds of a CCP or of a Trading Venue under CSDR |
Post Trading |
Report |
DOWNLOAD 344.18 KB |
|
|
|
ESMA70-145-48 |
Draft technical standards under the Benchmarks Regulation |
Benchmarks |
Report |
DOWNLOAD 1.75 MB |
|
|
|
ESMA70-708036281-82 |
Final Report on Technical standards under SFTR and certain amendments to EMIR |
Post Trading |
Report |
DOWNLOAD 3.61 MB |
|
|
|
ESMA/2017/70-8792942901-40 |
Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments |
Trading |
Report |
DOWNLOAD 644.29 KB |
|
