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ESMA42-111-4128 |
PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Report |
DOWNLOAD 285.02 KB |
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ESMA42-111-4138 |
Peer Review on Guidelines on Enforcement of Financial Information |
Financial reporting, Supervisory convergence |
Report |
DOWNLOAD 1.86 MB |
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ESMA42-111-4653 |
Follow-up Report to the Peer Review on MiFID Suitability Requirements |
Investor protection |
Report |
DOWNLOAD 435.05 KB |
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ESMA42-111-4895 |
EMIR data quality peer review |
Post Trading, Supervisory convergence |
Report |
DOWNLOAD 862.01 KB |
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ESMA42-111-5349 |
Fast Track Peer Review Report - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Report |
DOWNLOAD 1.33 MB |
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ESMA42-111-5534 |
Peer review report on cross border activities investment firms |
Supervisory convergence |
Report |
DOWNLOAD 802.07 KB |
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ESMA42-111-7468 |
Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU |
Brexit, Supervisory convergence |
Report |
DOWNLOAD 1.03 MB |
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ESMA42-111-7570 |
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Report |
DOWNLOAD 925.06 KB |
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ESMA42-113-627 |
Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information |
Supervisory convergence |
Report |
DOWNLOAD 960.69 KB |
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ESMA42-114-540 |
Supervisory Convergence Work Programme 2018 |
Supervisory convergence |
Report |
DOWNLOAD 611.01 KB |
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ESMA42-1643088512-2962 |
ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution |
Investor protection, Trading, Supervisory convergence |
Report |
DOWNLOAD 774.17 KB |
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ESMA42-2004696504-7627 |
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I |
Supervisory convergence |
Report |
DOWNLOAD 482.4 KB |
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ESMA42-2004696504-7771 |
Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR |
Post Trading, Supervisory convergence |
Report |
DOWNLOAD 419.48 KB |
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ESMA50-1121423017-285 |
Report on Distributed Ledger Technology Applied to Securities Markets |
Risk monitoring |
Report |
DOWNLOAD 508.75 KB |
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ESMA50-1389274163-2681 |
ESMA report on trends, risks and vulnerabilities No. 2, 2023 |
Risk monitoring |
Report |
DOWNLOAD 1.32 MB |
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ESMA50-157-1391 |
Advice on Initial Coin Offerings and Crypto-Assets |
Digital Finance and Innovation |
Report |
DOWNLOAD 882.48 KB |
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ESMA50-158-457 |
ESMA response to the Commission Consultation Paper on Fintech: A more competitive and innovative financial sector |
Digital Finance and Innovation |
Report |
DOWNLOAD 712.26 KB |
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ESMA50-162-214 |
Product Intervention Analysis Binary Options |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 776.15 KB |
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ESMA50-162-215 |
Product Intervention Analysis CFDs |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 1.26 MB |
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ESMA50-164-2406 |
ESMA report on trends, risks and vulnerabilities No 1 2023 – statistical annex |
Risk monitoring |
Report |
DOWNLOAD 1.96 MB |
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