Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
310 documents
Date Reference Title Sections Type Main document Info
2016/1683 Peer Review on CCPs' Margin and Collateral requirements Post Trading Report DOWNLOAD 543.98 KB
2016/174 Final Report on CSDR RTS on settlement discipline Post Trading Report DOWNLOAD 1.59 MB
2016/174/Annex IV Impact assessment on CSDR RTS on settlement discipline Post Trading Report DOWNLOAD 1.39 MB
2016/234 ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan. Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.08 MB
2016/297 Follow-up MMF Fund Management, Supervisory convergence Report DOWNLOAD 882.13 KB
2016/410 ESMA Report on Enforcement and Regulatory Activities of Accounting Enforcers in 2015 Issuer disclosure, Financial reporting, Supervisory convergence Report DOWNLOAD 692.52 KB
2016/411 Guidelines on sound remuneration policies under the UCITS Directive and AIFMD Fund Management Report DOWNLOAD 1.39 MB
Related documents Letter to European Commission, European Council and European Parliament on the Proportionality principle and remuneration rules in the financial sector ESMA publishes UCITS remuneration guidelines
Summary
Translated versions
2016/743 Multi-venue trading increases liquidity in EU equity markets despite duplicate orders Press Releases, Risk monitoring Report DOWNLOAD 247 KB
2016/907 Economic Report on order duplication and liquidity measurement in EU equity markets Risk monitoring Report DOWNLOAD 1.44 MB
2016/SMSG/009 SMSG End of Term Report 2016 Securities and Markets Stakeholder Group Report DOWNLOAD 1.55 MB
AFM/1 Consumer testing AFM report Sustainable finance Report DOWNLOAD 2.75 MB
ESA 2022 01 Joint ESA response to the EU Commission on Digital Finance Digital Finance and Innovation, Joint Committee Report DOWNLOAD 2.57 MB
ESA 2022 23 Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules Joint Committee Report DOWNLOAD 776.21 KB
ESA 2023 22 ESAs Report on the landscape of ICT third-party providers in the EU Digital Finance and Innovation, Joint Committee Report DOWNLOAD 295.5 KB
ESA 2023 23 Joint ESAs Technical Advice on two EC delegated acts under the Digital Operational Resilience Act (DORA) specifying further criteria for critical ICT third-party service providers Digital Finance and Innovation, Joint Committee Report DOWNLOAD 990.08 KB
ESA 2023 27 Joint ESAs Report on Innovation Facilitators 2023 Digital Finance and Innovation, Joint Committee Report DOWNLOAD 1.39 MB
ESAs 2020 09 EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework COVID-19, Joint Committee, Post Trading Report DOWNLOAD 338.72 KB
Related documents Statement on bilateral margin RTS amendments in response to Covid-19
Summary
Translated versions
ESAS-2017-82 Report on the functionning of the CRR with the related obligations under EMIR Post Trading Report DOWNLOAD 602.75 KB
ESMA 33-9-371 Final Report Guidelines Internal Control for CRAs Credit Rating Agencies Report DOWNLOAD 430.48 KB
ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report DOWNLOAD 1.36 MB