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ESMA42-2004696504-7771 |
Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR |
Post Trading, Supervisory convergence |
Report |
DOWNLOAD 419.48 KB |
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ESMA91-1505572268-3108 |
2022 CCP Peer Review on Due diligence of clearing members |
CCP, Supervisory convergence |
Report |
DOWNLOAD 571.53 KB |
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JC 2023 17 |
Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities |
Joint Committee, Supervisory convergence |
Report |
DOWNLOAD 336.07 KB |
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ESMA42-2004696504-7627 |
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I |
Supervisory convergence |
Report |
DOWNLOAD 482.4 KB |
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ESMA42-111-7570 |
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Report |
DOWNLOAD 925.06 KB |
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ESMA42-111-7468 |
Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU |
Brexit, Supervisory convergence |
Report |
DOWNLOAD 1.03 MB |
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ESMA74-427-607 |
EMIR and SFTR data quality report 2021 |
Market data, Supervisory convergence |
Report |
DOWNLOAD 1.53 MB |
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ESMA42-111-5534 |
Peer review report on cross border activities investment firms |
Supervisory convergence |
Report |
DOWNLOAD 802.07 KB |
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ESMA42-110-3265 |
Report on the independence of National Competent Authorities |
Supervisory convergence |
Report |
DOWNLOAD 458.92 KB |
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ESMA20-95-1430 |
2022 Annual Work Programme |
Board of Supervisors, About ESMA, Management Board, About ESMA |
Report |
DOWNLOAD 615.04 KB |
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ESMA81-393-98 |
Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing |
Benchmarks, Supervisory convergence |
Report |
DOWNLOAD 200.21 KB |
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ESMA80-193-1713 |
EMIR and SFTR data quality report 2020 |
Market data, Press Releases, Securities Financing Transactions, Supervisory convergence |
Report |
DOWNLOAD 791.94 KB |
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ESMA70-156-3351 |
Report on PTRR services with regards to the clearing obligation |
Post Trading, Supervisory convergence |
Report |
DOWNLOAD 2.03 MB |
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ESMA42-111-5349 |
Fast Track Peer Review Report - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Report |
DOWNLOAD 1.33 MB |
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ESMA20-95-1273 |
2021 Annual Work Programme |
Board of Supervisors, About ESMA, Management Board, About ESMA |
Report |
DOWNLOAD 608.58 KB |
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ESMA42-111-4128 |
PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Report |
DOWNLOAD 285.02 KB |
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ESMA34-39-1042 |
Supervisory briefing on the supervision of costs in UCITS and AIFs |
Fund Management, Supervisory convergence |
Report |
DOWNLOAD 162.41 KB |
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ESMA22-106-1942 |
Strategic Orientation 2020-22 |
Board of Supervisors, About ESMA |
Report |
DOWNLOAD 325.47 KB |
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ESMA32-334-150 |
Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines |
Issuer disclosure, Supervisory convergence |
Report |
DOWNLOAD 800.36 KB |
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ESMA80-196-3218 |
Follow-up Report on fees charged by CRAs and TRs |
Credit Rating Agencies, Supervisory convergence, Trade Repositories |
Report |
DOWNLOAD 606.45 KB |
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