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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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28 documents
Date Reference Title Sections Type Main document Info
ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report DOWNLOAD 200.21 KB
2015/1791 Peer Review Report Compliance with SSR as regards Market Making activities Supervisory convergence Report DOWNLOAD 615.09 KB
2016/297 Follow-up MMF Fund Management, Supervisory convergence Report DOWNLOAD 882.13 KB
2016/410 ESMA Report on Enforcement and Regulatory Activities of Accounting Enforcers in 2015 Issuer disclosure, Financial reporting, Supervisory convergence Report DOWNLOAD 692.52 KB
ESMA20-95-1105 2019 Regulatory Work Programme Board of Supervisors, About ESMA, Supervisory convergence Report DOWNLOAD 308.68 KB
ESMA32-334-150 Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines Issuer disclosure, Supervisory convergence Report DOWNLOAD 800.36 KB
ESMA34-39-1042 Supervisory briefing on the supervision of costs in UCITS and AIFs Fund Management, Supervisory convergence Report DOWNLOAD 162.41 KB
ESMA42-110-3265 Report on the independence of National Competent Authorities Supervisory convergence Report DOWNLOAD 458.92 KB
ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 285.02 KB
Related documents ESMA Statement on Assessment of German Financial Reporting Regime
Summary
Translated versions
ESMA42-111-4138 Peer Review on Guidelines on Enforcement of Financial Information Financial reporting, Supervisory convergence Report DOWNLOAD 1.86 MB
ESMA42-111-4895 EMIR data quality peer review Post Trading, Supervisory convergence Report DOWNLOAD 862.01 KB
ESMA42-111-5349 Fast Track Peer Review Report - Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 1.33 MB
ESMA42-111-5534 Peer review report on cross border activities investment firms Supervisory convergence Report DOWNLOAD 802.07 KB
ESMA42-111-7468 Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU Brexit, Supervisory convergence Report DOWNLOAD 1.03 MB
ESMA42-111-7570 Follow-up Peer Review on Guidelines on ETFs and other UCITS issues Supervisory convergence Report DOWNLOAD 925.06 KB
ESMA42-113-627 Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information Supervisory convergence Report DOWNLOAD 960.69 KB
ESMA42-114-540 Supervisory Convergence Work Programme 2018 Supervisory convergence Report DOWNLOAD 611.01 KB
ESMA42-1643088512-2962 ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution Investor protection, Trading, Supervisory convergence Report DOWNLOAD 774.17 KB
ESMA42-2004696504-7627 Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I Supervisory convergence Report DOWNLOAD 482.4 KB
ESMA42-2004696504-7771 Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR Post Trading, Supervisory convergence Report DOWNLOAD 419.48 KB