ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
28 documents
| Date Sort descending | Reference | Title | Sections | Type | Main document | Info | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015/1791 | Peer Review Report Compliance with SSR as regards Market Making activities | Supervisory convergence | Report | DOWNLOAD 615.09 KB | ||||||||
| 2016/297 | Follow-up MMF | Fund Management, Supervisory convergence | Report | DOWNLOAD 882.13 KB | ||||||||
| 2016/410 | ESMA Report on Enforcement and Regulatory Activities of Accounting Enforcers in 2015 | Issuer disclosure, Financial reporting, Supervisory convergence | Report | DOWNLOAD 692.52 KB | ||||||||
| ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | Investor protection, Trading, Supervisory convergence | Report | DOWNLOAD 774.17 KB | ||||||||
| ESMA42-113-627 | Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information | Supervisory convergence | Report | DOWNLOAD 960.69 KB | ||||||||
| ESMA42-111-4138 | Peer Review on Guidelines on Enforcement of Financial Information | Financial reporting, Supervisory convergence | Report | DOWNLOAD 1.86 MB | ||||||||
| ESMA42-114-540 | Supervisory Convergence Work Programme 2018 | Supervisory convergence | Report | DOWNLOAD 611.01 KB | ||||||||
| ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, About ESMA, Supervisory convergence | Report | DOWNLOAD 308.68 KB | ||||||||
| ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | Trading, Supervisory convergence | Report | DOWNLOAD 148.65 KB | ||||||||
| ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | DOWNLOAD 862.01 KB | ||||||||
| ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | DOWNLOAD 819.71 KB | ||||||||
| ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | DOWNLOAD 606.45 KB | ||||||||
| ESMA32-334-150 | Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines | Issuer disclosure, Supervisory convergence | Report | DOWNLOAD 800.36 KB | ||||||||
| ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | DOWNLOAD 162.41 KB | ||||||||
| ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE | Issuer disclosure, Guidelines and Technical standards, Supervisory convergence | Report | DOWNLOAD 285.02 KB | ||||||||
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| ESMA42-111-5349 | Fast Track Peer Review Report - Wirecard | Issuer disclosure, Guidelines and Technical standards, Supervisory convergence | Report | DOWNLOAD 1.33 MB | ||||||||
| ESMA70-156-3351 | Report on PTRR services with regards to the clearing obligation | Post Trading, Supervisory convergence | Report | DOWNLOAD 2.03 MB | ||||||||
| ESMA80-193-1713 | EMIR and SFTR data quality report 2020 | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Report | DOWNLOAD 791.94 KB | ||||||||
| ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | DOWNLOAD 200.21 KB | ||||||||
| ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | DOWNLOAD 458.92 KB | ||||||||