ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

33 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-335435667-5931 Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing Investor protection Report DOWNLOAD 998.39 KB
ESMA91-1505572268-3695 Follow-up report on Global CCP fire drill 2023 CCP Report DOWNLOAD 164.25 KB
ESMA50-524821-3157 TRV Article - Social media sentiment: Influence on EU equity prices Investor protection, Risk monitoring Report DOWNLOAD 486.29 KB
ESMA91-1505572268-3108 2022 CCP Peer Review on Due diligence of clearing members CCP, Supervisory convergence Report DOWNLOAD 571.53 KB
ESMA91-1505572268-3317 Report extending emergency measures on CCP collateral requirements CCP Report DOWNLOAD 294.12 KB
ESMA50-524821-2908 TRV article: The EU securitisation market – an overview Risk monitoring, Securitisation Report DOWNLOAD 294.38 KB
ESMA35-43-3861 Supervisory briefing on understanding the definition of advice under MiFID II Investor protection Report DOWNLOAD 844.02 KB
ESMA35-42-1428 Supervisory Briefing on Copy Trading Investor protection Report DOWNLOAD 400.37 KB
ESMA70-445-794 Effects Assessment of the impact of the market correction mechanism on financial markets CCP, Risk monitoring, Trading Report DOWNLOAD 1.14 MB
ESMA70-446-775 Preliminary data report on the introduction of the market correction mechanism CCP, Risk monitoring, Trading Report DOWNLOAD 732.37 KB
JC 2022 81 Joint Thematic Report on national financial education initiatives on digitalization Joint Committee, Investor protection Report DOWNLOAD 364.38 KB
ESMA50-165-2155 TRV Article - Operational resilience for financial institutions CCP, Risk monitoring Report DOWNLOAD 388.08 KB
ESMA35-36-2780 Supervisory briefing - Supervision of cross-border activities of investment firms Investor protection Report DOWNLOAD 233.78 KB
ESMA35-43-3301 Report on Sanctions and measures imposed under MiFID II in 2021 Investor protection Report DOWNLOAD 900.31 KB
ESMA91-372-2060 4th ESMA CCP Stress Test Report CCP, Post Trading Report DOWNLOAD 4 MB
Related documents ESMA stress test of Central Counterparties finds clearing system resilient - Press Release 4th ESMA CCP Stress Test FAQ
Summary
Translated versions
ESMA91-372-2059 Report_CCP investment policies including MMFs CCP Report DOWNLOAD 1.12 MB
ESMA91-372-1945 Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) CCP, Post Trading, Press Releases Report DOWNLOAD 13.38 MB
ESMA91-372-1945 Assessment Report under Article 25(2c) of EMIR (Part 2 of 2) CCP, Post Trading, Press Releases Report DOWNLOAD 13.18 MB
ESMA35-43-2751 Sanctions and measures imposed under MiFID II in 2020 Investor protection Report DOWNLOAD 383.39 KB
JC 2021 31 JC Report on the implementation and functioning of the Securitisation Regulation Joint Committee, Securitisation Report DOWNLOAD 1.03 MB