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2016/297 |
Follow-up MMF |
Fund Management, Supervisory convergence |
Report |
DOWNLOAD 882.13 KB |
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2016/411 |
Guidelines on sound remuneration policies under the UCITS Directive and AIFMD |
Fund Management |
Report |
DOWNLOAD 1.39 MB |
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ESMA 34-45-1219 |
Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.36 MB |
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ESMA 50-165-1098 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2020 |
Fund Management, Digital Finance and Innovation, Investor protection |
Report |
DOWNLOAD 4.08 MB |
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ESMA 50-165-1710 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2021 |
Fund Management, Digital Finance and Innovation, Market data |
Report |
DOWNLOAD 2.54 MB |
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ESMA34-1921782652-1922 |
Report on penalties and measures imposed under the UCITS Directive in 2022 |
Fund Management |
Report |
DOWNLOAD 587.42 KB |
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ESMA34-1985693317-1074 |
Report on penalties and measures imposed under the AIFMD in 2022 |
Fund Management |
Report |
DOWNLOAD 626.73 KB |
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ESMA34-32-548 |
Penalties and measures imposed under the AIFMD Directive in 2018- 2019 |
Fund Management |
Report |
DOWNLOAD 565.29 KB |
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ESMA34-32-865 |
Penalties and measures imposed under the AIFMD in 2020 |
Fund Management |
Report |
DOWNLOAD 510 KB |
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ESMA34-39-1042 |
Supervisory briefing on the supervision of costs in UCITS and AIFs |
Fund Management, Supervisory convergence |
Report |
DOWNLOAD 162.41 KB |
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ESMA34-39-1119 |
Recommendation of the European Systemic Risk Board (ESRB) on liquidity risk in investment funds |
Fund Management |
Report |
DOWNLOAD 1.12 MB |
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ESMA34-43-340 |
Notification frameworks and home-host responsibilities under UCITS and AIFMD - ESMA Thematic Study among National Competent Authorities |
Fund Management |
Report |
DOWNLOAD 895.97 KB |
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ESMA34-45-1269 |
Penalties and measures imposed under the UCITS Directive in 2020 |
Fund Management |
Report |
DOWNLOAD 516.21 KB |
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ESMA34-45-1647 |
Report on Penalties and measures imposed under the UCITS Directive in 2021 |
Fund Management |
Report |
DOWNLOAD 449.54 KB |
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ESMA34-45-1814 |
Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.34 MB |
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ESMA34-45-651 |
UCITS Sanction Report 2016/2017 |
Fund Management |
Report |
DOWNLOAD 398.96 KB |
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ESMA34-45-756 |
Penalties and measures imposed under the UCITS Directive in 2018 |
Fund Management |
Report |
DOWNLOAD 467.36 KB |
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ESMA34-45-934 |
Penalties and measures imposed under the UCITS Directive in 2019 |
Fund Management |
Report |
DOWNLOAD 365.02 KB |
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ESMA34-463-941 |
Report on Penalties and measures imposed under the AIFMD in 2021 |
Fund Management |
Report |
DOWNLOAD 793.12 KB |
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ESMA50-164-2458 |
Stress simulation for investment funds |
Fund Management, Risk monitoring |
Report |
DOWNLOAD 868.55 KB |
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