Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
383 documents
Date Reference Title Sections Type Main document Info
2011/116 Annex 2 Progress report on equivalence of Indian Accounting Standards with IFRS Audit Report DOWNLOAD 399.46 KB
2011/265 11th Extract from the EECS's Database of Enforcement Decisions Financial reporting Report DOWNLOAD 329.49 KB
2012/656 12th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 352.16 KB
2013/444 13th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 512.42 KB
2013/619 Annex II Comparative table of responses from EEA States Prospectus Report DOWNLOAD 2.15 MB
Related documents Comparison of liability regimes in Member States in relation to the Prospectus Directive
Summary
Translated versions
2013/619 Annex III Individual responses from EEA States Prospectus Report DOWNLOAD 2.63 MB
Related documents Comparison of liability regimes in Member States in relation to the Prospectus Directive
Summary
Translated versions
2013/1545 14th Extract from the EECS' database of enforcement Financial reporting Report DOWNLOAD 355.57 KB
2014/377 15th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 501 KB
2013/922 Compliance table - suitability guidelines Investor protection, Guidelines and Technical standards Compliance table DOWNLOAD 74.33 KB
2013/923 Compliance table - compliance guidelines Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 100.87 KB
2014-1213 Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) Investor protection Compliance table DOWNLOAD 122.41 KB
Related documents Guidelines on remuneration policies and practices (MiFID) Guidelines on remuneration policies and practices (MiFID)
Summary
Translated versions
2014/1373 16th Extract from the EECS's Database of Enforcement Financial reporting Report DOWNLOAD 315.55 KB
JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Guidelines and Technical standards, Joint Committee Compliance table DOWNLOAD 187.15 KB
2015/1135 17th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 466.55 KB
Related documents ESMA Guidelines on enforcement of financial information
Summary
Translated versions
2015/1261 Guidelines compliance table - Guidelines on the application of definitions C6 and C7 under MiFID I Trading Compliance table
2015/1776 18th Extract from the EECS's Database of Enforcement Financial reporting Report DOWNLOAD 405.97 KB
2015/1791 Peer Review Report Compliance with SSR as regards Market Making activities Supervisory convergence Report DOWNLOAD 615.09 KB
2016/174 Final Report on CSDR RTS on settlement discipline Post Trading Report DOWNLOAD 1.59 MB
2016/174/Annex IV Impact assessment on CSDR RTS on settlement discipline Post Trading Report DOWNLOAD 1.39 MB
2016/234 ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan. Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.08 MB