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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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382 documents
Date Reference Title Sections Type Main document Info
ESMA80-1467488426-27 Supervision Annual Report 2016 and Work Programme 2017 Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.58 MB
ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report DOWNLOAD 200.21 KB
2011/116 Annex 2 Progress report on equivalence of Indian Accounting Standards with IFRS Audit Report DOWNLOAD 399.46 KB
2011/265 11th Extract from the EECS's Database of Enforcement Decisions Financial reporting Report DOWNLOAD 329.49 KB
2012/656 12th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 352.16 KB
2013/1545 14th Extract from the EECS' database of enforcement Financial reporting Report DOWNLOAD 355.57 KB
2013/444 13th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 512.42 KB
2013/619 Annex II Comparative table of responses from EEA States Prospectus Report DOWNLOAD 2.15 MB
Related documents Comparison of liability regimes in Member States in relation to the Prospectus Directive
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Translated versions
2013/619 Annex III Individual responses from EEA States Prospectus Report DOWNLOAD 2.63 MB
Related documents Comparison of liability regimes in Member States in relation to the Prospectus Directive
Summary
Translated versions
2013/922 Compliance table - suitability guidelines Investor protection, Guidelines and Technical standards Compliance table DOWNLOAD 74.33 KB
2013/923 Compliance table - compliance guidelines Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 100.87 KB
2014-1213 Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) Investor protection Compliance table DOWNLOAD 122.41 KB
Related documents Guidelines on remuneration policies and practices (MiFID) Guidelines on remuneration policies and practices (MiFID)
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2014/1373 16th Extract from the EECS's Database of Enforcement Financial reporting Report DOWNLOAD 315.55 KB
2014/377 15th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 501 KB
2015/1135 17th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 466.55 KB
Related documents ESMA Guidelines on enforcement of financial information
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2015/1261 Guidelines compliance table - Guidelines on the application of definitions C6 and C7 under MiFID I Trading Compliance table
2015/1776 18th Extract from the EECS's Database of Enforcement Financial reporting Report DOWNLOAD 405.97 KB
2015/1791 Peer Review Report Compliance with SSR as regards Market Making activities Supervisory convergence Report DOWNLOAD 615.09 KB
2016/1130 Final Report on the Market Abuse Regulation Guidelines Market Abuse, Market Integrity Report DOWNLOAD 852.59 KB
2016/1170 Report on EEA prospectus activity in 2015 Issuer disclosure, Prospectus Report DOWNLOAD 674.63 KB