ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

521 documents
Date Sort descending Reference Title Sections Type Main document Info
09-665 Consultation paper - Understanding the definition of advice under MiFID CESR Archive Consultation Paper DOWNLOAD 302.13 KB
09-850 Consultation paper - A common definition of European money market funds CESR Archive Consultation Paper DOWNLOAD 248.61 KB
09-955 Consultation paper - Guidance on Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive Consultation Paper DOWNLOAD 668.56 KB
09-958 Consultation paper on Inducements: Good and poor practices CESR Archive Consultation Paper DOWNLOAD 913.64 KB
09-859 Call for evidence - The use of a standard reporting format for financial reporting of issuers having securities admitted to trading on regulated markets CESR Archive Consultation Paper DOWNLOAD 165.22 KB
09-963 CESR’s advice on the level 2 measures related to the UCITS management company passport CESR Archive Consultation Paper DOWNLOAD 977.11 KB
09-1175 Call for evidence on cross-sectoral internal governance issues CESR Archive Consultation Paper DOWNLOAD 86.5 KB
09-768 Consultation paper on guidance to report transactions on OTC derivative instruments CESR Archive Consultation Paper DOWNLOAD 641.91 KB
09-1215b Consultation paper on proposed extension on major shareholding notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares CESR Archive Consultation Paper DOWNLOAD 327.48 KB
10-142 Call for evidence - Micro-structural issues of the European equity markets CESR Archive Consultation Paper DOWNLOAD 182.35 KB
10-417 Consultation paper - CESR technical advice in the context of the MiFID review –Investor Protection and Intermediaries CESR Archive Consultation Paper DOWNLOAD 669.76 KB
10-292 Consultation paper - CESR technical advice in the context of the MiFID review –Transaction Reporting CESR Archive Consultation Paper DOWNLOAD 373.97 KB
10-394 Consultation Paper - CESR technical advice to the Commission in the context of the MiFID Review - Equity Markets CESR Archive Consultation Paper DOWNLOAD 714.52 KB
10-108 Consultation paper - CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive Consultation Paper DOWNLOAD 648.11 KB
10-411 Consultation paper on proposed amendments to CESR’s recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies CESR Archive Consultation Paper DOWNLOAD 335.81 KB
10-510 Consultation paper - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets transparency CESR Archive Consultation Paper DOWNLOAD 220.04 KB
10-536 Consultation paper - Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation CESR Archive Consultation Paper DOWNLOAD 205.65 KB
10-537 Consultation paper - Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3) CESR Archive Consultation Paper DOWNLOAD 214.09 KB
10-831 Consultation paper - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation CESR Archive Consultation Paper DOWNLOAD 258.18 KB
10-809 Consultation paper - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Archive Consultation Paper DOWNLOAD 143.71 KB