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2016/1422 |
CP on RTS specifying the scope of the consolidated tape for non-equity financial instruments |
Trading |
Consultation Paper |
DOWNLOAD 343.95 KB |
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2016/1409 |
Draft RTS and ITS under SFTR and amendments to related EMIR RTS |
Post Trading, Securities Financing Transactions |
Consultation Paper |
DOWNLOAD 5.63 MB |
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2016/1406 |
Draft technical standards under the Benchmarks Regulation |
Benchmarks |
Consultation Paper |
DOWNLOAD 1.67 MB |
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2016/1389 |
Discussion Paper on the trading obligation for derivatives under MiFIR |
Trading |
Consultation Paper |
DOWNLOAD 1.3 MB |
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2016/1137 |
Call for evidence on Asset segregation and custody services |
Fund Management |
Consultation Paper |
DOWNLOAD 683.88 KB |
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2016/1121 |
Consultation Paper on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 536.1 KB |
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2016/1125 |
Consultation Paper on the clearing obligation for financial counterparties with a limited volume of activity |
Post Trading |
Consultation Paper |
DOWNLOAD 738.84 KB |
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2016/773 |
Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets |
Digital Finance and Innovation, Risk monitoring |
Consultation Paper |
DOWNLOAD 573.86 KB |
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2016/732 |
Guidelines on participant default rules and procedures under CSDR |
Guidelines and Technical standards, Post Trading |
Consultation Paper |
DOWNLOAD 450.56 KB |
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2016/723 |
Consultation Paper on ESMA technical advice on Benchmarks Regulation |
Market Integrity, Benchmarks |
Consultation Paper |
DOWNLOAD 905.26 KB |
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2016/570 |
Discussion Paper on UCITS share classes |
Fund Management |
Consultation Paper |
DOWNLOAD 495.54 KB |
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2016/444 |
CP on MAR GL on information on commodities |
Market Abuse |
Consultation Paper |
DOWNLOAD 486.36 KB |
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2016/356 |
Discussion paper - Draft RTS and ITS under SFTR |
Post Trading |
Consultation Paper |
DOWNLOAD 1.93 MB |
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2016/288 |
Discussion Paper Benchmarks Regulation |
Market Integrity, Benchmarks |
Consultation Paper |
DOWNLOAD 1017.02 KB |
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2016/162 |
Consultation paper - Draft Guidelines on the Market Abuse Regulation |
Market Abuse, Market Integrity |
Consultation Paper |
DOWNLOAD 406.76 KB |
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2016/96 |
Slides from ESMA’s Open Hearing on validation and review of CRAs’ methodologies |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 253.19 KB |
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2015/1909 |
Guidelines on Transaction Reporting Reference Data Order Record Keeping and Clock Synchronisation |
Trading |
Consultation Paper |
DOWNLOAD 3.46 MB |
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2015/1867R |
Response Form to CP on review of Article 26 of RTS 153-2013 |
Post Trading |
Consultation Paper |
DOWNLOAD 749.43 KB |
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2015/1867 |
Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts |
Post Trading |
Consultation Paper |
DOWNLOAD 227.6 KB |
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2015/1866 |
Consultation Paper on access, aggregation and comparison of TR data |
Post Trading |
Consultation Paper |
DOWNLOAD 330.99 KB |
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