ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

521 documents
Date Reference Title Sort descending Sections Type Main document Info
ESMA33-9-235 Consultation paper - Draft Guidelines on “as stringent as” notion in the CRA Regulation Credit Rating Agencies Consultation Paper DOWNLOAD 964.56 KB
2016/162 Consultation paper - Draft Guidelines on the Market Abuse Regulation Market Abuse, Market Integrity Consultation Paper DOWNLOAD 406.76 KB
07-704 Consultation paper - Draft MiFID work-programme for 2007/2008 CESR Archive Consultation Paper DOWNLOAD 88.9 KB
2016/1562 Consultation Paper - Draft RTS on package orders for which there is a liquid market Trading Consultation Paper DOWNLOAD 782.55 KB
2014/808 Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR) Market Abuse Consultation Paper DOWNLOAD 656.69 KB
2016/1661 Consultation Paper - Draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR Post Trading Consultation Paper DOWNLOAD 740.22 KB
2014/809 Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR) Market Abuse Consultation Paper DOWNLOAD 1.64 MB
09-302 Consultation paper - ESCB/CESR consultation on the draft Recommendations for Central Counterparties 1-2, 4-8, 14, and 15 revised for CCPs clearing OTC derivatives CESR Archive Consultation Paper DOWNLOAD 553.68 KB
2011/97 Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009 Credit Rating Agencies Consultation Paper DOWNLOAD 273.66 KB
2011/209 Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive Fund Management Consultation Paper DOWNLOAD 2.82 MB
2011/270 Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries Fund Management Consultation Paper DOWNLOAD 154.97 KB
2011/305 Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies Credit Rating Agencies Consultation Paper DOWNLOAD 264 KB
2011/304 Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2 Credit Rating Agencies Consultation Paper DOWNLOAD 182.29 KB
2011/141 Consultation paper - ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 1.45 MB
2011/114 Consultation paper - ESMA´s Technical Advice to the Commission on Fees for CRA Supervision Credit Rating Agencies Consultation Paper DOWNLOAD 95.52 KB
05-483c Consultation paper - Establishement of a Mediation Mechanism CESR Archive Consultation Paper DOWNLOAD 153.07 KB
04-505 Consultation paper - Facilitating the implementation of the Market Abuse Directive Market Abuse Consultation Paper DOWNLOAD 284.76 KB
10-537 Consultation paper - Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3) CESR Archive Consultation Paper DOWNLOAD 214.09 KB
09-955 Consultation paper - Guidance on Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive Consultation Paper DOWNLOAD 668.56 KB
10-536 Consultation paper - Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation CESR Archive Consultation Paper DOWNLOAD 205.65 KB