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JC/2015/080 |
Discussion Paper on automation in financial advice |
Joint Committee |
Consultation Paper |
DOWNLOAD 344.48 KB |
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2015/1735 |
Discussion Paper on the validation and review of Credit Rating Agencies’ methodologies |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 421.25 KB |
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JC/2015/073 |
Consultation Paper PRIIPs Key Information Documents |
Fund Management, Joint Committee |
Consultation Paper |
DOWNLOAD 2.23 MB |
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2015/1628/R |
Response form to CP on indirect clearing |
Post Trading |
Consultation Paper |
DOWNLOAD 749.61 KB |
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2015/1628 |
Consultation Paper on indirect clearing under EMIR and MiFIR |
Post Trading |
Consultation Paper |
DOWNLOAD 488.22 KB |
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JC/2015/060 |
Joint Consultation on Guidelines on AML_CFT RBS_Art 48(10) |
Joint Committee |
Consultation Paper |
DOWNLOAD 265.86 KB |
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2015/1463 |
ESMA Consultation Paper on ESEF |
Issuer disclosure, Electronic reporting, Transparency |
Consultation Paper |
DOWNLOAD 2.34 MB |
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2015/1301 |
Consultation Paper on Draft implementing technical standards under MiFID II |
Trading |
Consultation Paper |
DOWNLOAD 655.21 KB |
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2015/1295 |
Discussion Paper on the review of Article 26 of RTS 153-2013 |
Post Trading |
Consultation Paper |
DOWNLOAD 266.36 KB |
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2015/1239 |
Consultation Paper on draft regulatory technical standards under the ELTIF Regulation |
Fund Management |
Consultation Paper |
DOWNLOAD 666.11 KB |
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2015/1172 |
Guidelines on sound remuneration policies under the UCITS Directive and AIFMD |
Fund Management |
Consultation Paper |
DOWNLOAD 1.09 MB |
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2015/1065 |
Draft Regulatory Technical Standards on the CSD Regulation-The Operation of the Buy-in Process |
Post Trading |
Consultation Paper |
DOWNLOAD 388.58 KB |
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JC/DP/2015/01 reply form |
Response form to joint Discussion Paper on PRIIPS |
Fund Management, Joint Committee |
Consultation Paper |
DOWNLOAD 797.16 KB |
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JC/DC/2015/01 |
Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID) |
Fund Management, Joint Committee |
Consultation Paper |
DOWNLOAD 1.16 MB |
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2015/920 |
Impact of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis |
Issuer disclosure, Corporate Governance |
Consultation Paper |
DOWNLOAD 337.08 KB |
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2015/807. |
Consultation Paper No 4 on the Clearing Obligation under EMIR |
Post Trading |
Consultation Paper |
DOWNLOAD 1.41 MB |
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2015/753 |
Draft guidelines for the assessment of knowledge and competence |
Investor protection |
Consultation Paper |
DOWNLOAD 332.5 KB |
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2015/532 |
Investment using virtual currency or distributed ledger technology |
Digital Finance and Innovation |
Consultation Paper |
DOWNLOAD 526.19 KB |
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2015/610 |
Draft guidelines on complex debt instruments and structured deposits |
Investor protection |
Consultation Paper |
DOWNLOAD 221.62 KB |
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2015/558 |
Call for evidence on private and bilateral SFIs |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 118.4 KB |
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