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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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42 documents
Date Reference Title Sections Type Main document Info
JC/DP/2012/1 Joint Discussion Paper on Draft Regulatory Technical Standards on risk mitigation techniques for OTC derivatives not cleared by a CCP under the Regulation on OTC derivatives, CCPs and Trade Repositories Joint Committee Consultation Paper DOWNLOAD 402.37 KB
JC/CP/2012/01 EBA, EIOPA and ESMA’s Joint Consultation Paper on its proposed response to the Commission’s Review of the Financial Conglomerates Directive Joint Committee Consultation Paper DOWNLOAD 590.22 KB
JC/CP/2012/02 Joint consultation paper on Draft Regulatory Technical Standards on the uniform conditions of application of the calculation methods under Article 6.2 of the Financial Conglomerates Directive Joint Committee Consultation Paper DOWNLOAD 769.24 KB
Related documents ESAs consult on the application of the capital calculation methods for financial conglomerates
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Translated versions
JC/CP/2012/01 Responses Responses to the Joint CP on Financial Conglomerates Joint Committee Consultation Paper DOWNLOAD 183.7 KB
JC/CP/2012/02 Responses Responses to the second Joint CP on Financial Conglomerates Joint Committee Consultation Paper DOWNLOAD 4.54 MB
JC-CP-2013-03 Draft guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Joint Committee Consultation Paper DOWNLOAD 192.58 KB
JC CP 2013 02 Joint Consultation Paper On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations Joint Committee Consultation Paper DOWNLOAD 347.81 KB
JC/CP/2014/03 EBA, ESMA and EIOPA consultation paper on draft technical standards under EMIR Joint Committee Consultation Paper DOWNLOAD 1.11 MB
CP/2014/04 Draft Regulatory Technical Standards on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive Joint Committee Consultation Paper DOWNLOAD 324.25 KB
JC/2014/01 add Addendum to Joint CP on draft ITS on the mapping of ECAIs Joint Committee Consultation Paper DOWNLOAD 157.22 KB
JC/DP/2014/02 Discussion Paper - Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs) Fund Management, Joint Committee Consultation Paper DOWNLOAD 1.38 MB
JC/CP/2014/05 Joint Committee Consultation Paper on guidelines for cross-selling practices Joint Committee Consultation Paper DOWNLOAD 366.32 KB
JC/DP/2014/01 Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Credit Rating Agencies, Joint Committee Consultation Paper DOWNLOAD 538.9 KB
JC/DC/2015/01 Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID) Fund Management, Joint Committee Consultation Paper DOWNLOAD 1.16 MB
Related documents Response form to joint Discussion Paper on PRIIPS
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JC/DP/2015/01 reply form Response form to joint Discussion Paper on PRIIPS Fund Management, Joint Committee Consultation Paper DOWNLOAD 797.16 KB
JC/2015/060 Joint Consultation on Guidelines on AML_CFT RBS_Art 48(10) Joint Committee Consultation Paper DOWNLOAD 265.86 KB
JC/2015/073 Consultation Paper PRIIPs Key Information Documents Fund Management, Joint Committee Consultation Paper DOWNLOAD 2.23 MB
JC/2015/080 Discussion Paper on automation in financial advice Joint Committee Consultation Paper DOWNLOAD 344.48 KB
JC/2016/86 Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions Joint Committee Consultation Paper DOWNLOAD 538.4 KB
JC-2019-63 Consultation Paper on amendments to PRIIPs KID Fund Management, Joint Committee Consultation Paper DOWNLOAD 2.42 MB