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2011/445 |
Consultation paper on guidelines on certain aspects of the MiFID suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 355.06 KB |
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2011/446 |
Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 393.94 KB |
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2012/570 |
Guidelines on remuneration policies and practices (MiFID) |
Investor protection |
Consultation Paper |
DOWNLOAD 508.33 KB |
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2013/918 |
Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID) |
Investor protection |
Consultation Paper |
DOWNLOAD 506.86 KB |
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2014/548 |
Discussion Paper on MiFID II/MiFIR |
Investor protection, Trading |
Consultation Paper |
DOWNLOAD 6.2 MB |
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2014/549 |
Consultation Paper on MiFID II/MiFIR |
Investor protection, Trading |
Consultation Paper |
DOWNLOAD 2.03 MB |
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2014/1570 |
Consultation paper on MiFID II/MiFIR - part 1 |
Investor protection, Trading |
Consultation Paper |
DOWNLOAD 6.55 MB |
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2014/1570 Annex B |
Consultation paper on MiFID II/MiFIR - Annex B |
Investor protection, Trading |
Consultation Paper |
DOWNLOAD 2.78 MB |
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2015/610 |
Draft guidelines on complex debt instruments and structured deposits |
Investor protection |
Consultation Paper |
DOWNLOAD 221.62 KB |
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2015/753 |
Draft guidelines for the assessment of knowledge and competence |
Investor protection |
Consultation Paper |
DOWNLOAD 332.5 KB |
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2016/1436 |
Consultation Paper on Draft guidelines on MiFID II product governance requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 661.2 KB |
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2016/1529 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Consultation Paper |
DOWNLOAD 1.13 MB |
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ESMA35-43-748 |
Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 740.94 KB |
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ESMA35-43-904 |
Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients |
Investor protection |
Consultation Paper |
DOWNLOAD 306.85 KB |
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ESMA35-43-1210 |
Consulation paper on integrating sustainability risks and factors in MiFID II |
Investor protection |
Consultation Paper |
DOWNLOAD 0 bytes |
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ESMA35-43-1210 |
Consultation paper on integrating sustainability risks and factors in MiFID II |
Investor protection |
Consultation Paper |
DOWNLOAD 494.66 KB |
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ESMA35-43-2019 |
Consultation paper on compliance function guidelines |
Investor protection |
Consultation Paper |
DOWNLOAD 677.15 KB |
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ESMA35-43-1905 |
Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Consultation Paper |
DOWNLOAD 479.41 KB |
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ESMA-35-43-2090 |
Call for evidence on MiFID II product intervention powers |
Investor protection |
Consultation Paper |
DOWNLOAD 197.51 KB |
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ESMA35-43-2131 |
Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR |
Investor protection |
Consultation Paper |
DOWNLOAD 1.23 MB |
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