ESMA Library

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75 documents
Date Sort ascending Reference Title Sections Type Main document Info
EBA/DP/2024/01 Discussion Paper on the Call for advice on the investment firms prudential framework Investor protection, Joint Committee Consultation Paper DOWNLOAD 916.01 KB
ESMA74-2134169708-7006 ​​Consultation Paper on the amendments to certain technical standards for commodity derivatives Trading Consultation Paper DOWNLOAD 1016.79 KB
ESMA74-2134169708-7225 MiFIR Review Consultation Package (CTPs and DRSPs) Market data, Trading Consultation Paper DOWNLOAD 2 MB
Related documents
Summary

Technical Standards related to Consolidated Tape Providers and DRSPs, and assessment criteria for the CTP selection procedure

Translated versions
ESMA74-2134169708-7241 MiFIR Review Consultation Package Market data, Trading Consultation Paper DOWNLOAD 3.89 MB
Related documents MiFIR Review Consultation Package - Response form
Summary

Review of RTS 2 on transparency for bonds, structured finance products and emission allowances, draft RTS on reasonable commercial basis and review of RTS 23 on supply of reference data

Translated versions
ESMA84-2037069784-2116 Consultation Paper on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance Consultation Paper DOWNLOAD 912.31 KB
Related documents Consultation on European Green Bond Regulation - Reply form
Summary
Translated versions
ESMA35-43-3682 Discussion Paper on MiFID II investor protection topics linked to digitalisation Digital Finance and Innovation, Investor protection Consultation Paper DOWNLOAD 846.47 KB
JC 2023 77 Consultation Paper on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments Investor protection, Joint Committee Consultation Paper DOWNLOAD 431.89 KB
ESMA75-453128700-506 Consultation Paper on joint EBA and ESMA Guidelines on the suitability assessment under MiCA Digital Finance and Innovation, Investor protection Consultation Paper DOWNLOAD 597.3 KB
ESMA35-43-3599 Call for evidence on MiFID II suitability and sustainability Investor protection Consultation Paper DOWNLOAD 476.48 KB
JC 2022 76 Consultation Paper on Guidelines on the system for the exchange of information relevant to fit and proper assessments Investor protection, Joint Committee Consultation Paper DOWNLOAD 312 KB
ESMA70-156-6307 CP Manual on post-trade transparency Trading Consultation Paper DOWNLOAD 1.24 MB
ESMA35-36-2640 Consultation paper on review of the technical standards under Article 34 of MiFID II Investor protection Consultation Paper DOWNLOAD 717.76 KB
ESMA70-156-6040 Consultation Paper - Market Outages Trading Consultation Paper DOWNLOAD 721.69 KB
ESMA70-460-34 Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Digital Finance and Innovation, Trading Consultation Paper DOWNLOAD 998.27 KB
ESMA35-43-3114 CP on Review of the Guidelines on MiFID II product governance requirements Investor protection Consultation Paper DOWNLOAD 718.74 KB
ESMA70-156-4978 Consultation Paper on the Opinion on Trading Venue perimeter Investor protection, Trading, Trading Consultation Paper DOWNLOAD 565.29 KB
ESMA35-43-2998 Draft Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Consultation Paper DOWNLOAD 527.96 KB
ESMA35-36-2418 Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD Investor protection Consultation Paper DOWNLOAD 1.35 MB
ESMA35-43-2827 Call for evidence on retail investor protection aspects Investor protection Consultation Paper DOWNLOAD 357.05 KB
ESMA35-43-2836 Consultation on Review of the MiFID II framework on best execution reports Investor protection Consultation Paper DOWNLOAD 452.96 KB