ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

86 documents
Date Sort ascending Reference Title Sections Type Main document Info
JC 2024 24 Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 529.11 KB
JC 2023 86 Final report on draft RTS on ICT Risk Management Framework and on simplified ICT Risk Management Framework Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 1.79 MB
JC 2023 85 Final report on draft ITS on Register of Information Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 2.92 MB
JC 2023 84 Final report on draft RTS to specify the policy on ICT services supporting critical or important functions Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 816.42 KB
JC 2023 83 Final Report on draft RTS on classification of major incidents and significant cyber threats Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 1.08 MB
ESA 2023 33 ESAs Final Report on bilateral margining of equity options Joint Committee, Post Trading Final Report DOWNLOAD 438.65 KB
ESA 2023 34 ESAs Opinion on bilateral margining of equity options Joint Committee, Post Trading Opinion DOWNLOAD 234.27 KB
JC 2023 72 Consultation Paper on draft RTS on TLPT Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 734.17 KB
JC 2023 71 Consultation Paper on draft Guidelines on oversight cooperation Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 488.69 KB
JC 2023 70 Consultation Paper on draft RTS and ITS on major incident reporting under DORA Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.19 MB
JC 2023 69 Consultation Paper on draft RTS on oversight harmonisation Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 610.85 KB
JC 2023 68 Consultation Paper on draft GL on costs and losses Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 332.67 KB
JC 2023 67 Consultation Paper on draft RTS subcontracting Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 692.71 KB
JC 2023 77 Consultation Paper on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments Investor protection, Joint Committee Consultation Paper DOWNLOAD 431.89 KB
JC 2023 55 Final Report on draft RTS on the review of PAI and financial product disclosures in the SFDR Delegated Regulation Joint Committee, Sustainable finance Final Report DOWNLOAD 1.98 MB
Related documents
Summary
Translated versions
JC 2023 35 Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 568.18 KB
JC 2023 36 Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.57 MB
Related documents Annex I for the template register of information at Entity level Annex II for the template register of information at (sub)consolidated level
Summary
Translated versions
JC 2023 34 Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 830.61 KB
JC 2023 39 Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.03 MB
JC SC DOR-23-54 Joint European Supervisory Authority Discussion paper on DORA Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 780.88 KB