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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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596 documents
Date Reference Title Sections Type Main document Info
ESMA 80-416-228 Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation Credit Rating Agencies Consultation Paper DOWNLOAD 481.87 KB
ESMA91-372-1975 ESMA91-372-1975 Consultation Paper on review of EMIR RTS on APC margin measures CCP Consultation Paper DOWNLOAD 2.78 MB
ESMA35-43-2998 Draft Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Consultation Paper DOWNLOAD 527.96 KB
ESMA32-67-184 Compliance table - guidelines on APMs ESMA 2015-1415 Issuer disclosure, Guidelines and Technical standards Compliance table DOWNLOAD 127.7 KB
ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, Investor protection Compliance table DOWNLOAD 302.18 KB
JC/2015/087 Compliance Table GL financial conglomerates Guidelines and Technical standards, Joint Committee Compliance table DOWNLOAD 300.38 KB
ESMA34-32-458 Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 111.92 KB
2016/572 Compliance table - Guidelines on key concepts of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 153.05 KB
ESMA 70-156-5010 Discussion Paper on the Review of the clearing thresholds under EMIR Post Trading Consultation Paper DOWNLOAD 1.33 MB
ESMA50-164-4045 Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation Fund Management Compliance table DOWNLOAD 145.22 KB
ESMA91-372-1593 Consultation Report on highly liquid financial instruments with regards to the investment policy of central counterparties (EMIR Article 85(3a(e))) CCP Consultation Paper DOWNLOAD 648.2 KB
ESMA91-372-1495 Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail CCP Consultation Paper DOWNLOAD 394.3 KB
ESMA91-372-1469 Consultation Paper on draft RTS on the content of CCP resolution plans CCP Consultation Paper DOWNLOAD 638.75 KB
ESMA70-151-3428 Consultation Paper on draft RTS on Resolution Colleges CCP Consultation Paper DOWNLOAD 481.64 KB
ESMA70-151-3396 Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination CCP Consultation Paper DOWNLOAD 424.68 KB
ESMA70-151-3384 Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution CCP Consultation Paper DOWNLOAD 825.54 KB
ESMA35-36-2418 Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD Investor protection Consultation Paper DOWNLOAD 1.35 MB
ESMA70-151-3239 Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) CCP Consultation Paper DOWNLOAD 399.21 KB
ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 145.3 KB
ESMA34-49-373 Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 220.66 KB