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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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114 documents
Date Reference Title Sections Type Main document Info
01-014d A European Regime of Investor Protection – The Harmonisation of Conduct of Business Rules CESR Archive CESR Document DOWNLOAD 133.19 KB
02-098b A European Regime of Investor Protection – The Professional and Counterparty Regimes CESR Archive CESR Document DOWNLOAD 63.43 KB
03-129 Additional Draft Feedback Statement on Level 2 Implementing measures for the proposed Prospectus Directive CESR Archive CESR Document DOWNLOAD 131.89 KB
03-067b Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Feedback Statement CESR Archive CESR Document DOWNLOAD 220.18 KB
09-681 Call for evidence - Fact finding exercise of the use in the European Union of ratings issued by third countries CRAs CESR Archive CESR Document DOWNLOAD 3.34 MB
2012/415 Call for Evidence on Empty Voting Transparency, Issuer disclosure CESR Document DOWNLOAD 275.66 KB
Related documents Call for evidence - Empty voting
Summary
Translated versions
04-434 CESR guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC amd 2001/108/EC) CESR Archive CESR Document DOWNLOAD 168.28 KB
04-057 CESR Guidelines for the Consistent Implementation of the Proposed Commission's Regulation on Prospectus - Call for Evidence CESR Archive CESR Document DOWNLOAD 84.83 KB
05-178b CESR Recommendation on Alternative Performance Measures CESR Archive CESR Document DOWNLOAD 76.84 KB
09-446 CESR-ESCB recommendations for securities settlement systems and recommendations for central counterparties in the European Union CESR Archive CESR Document DOWNLOAD 720.58 KB
03-213b CESR's Advice on the Second Set of Implementing Measures for the Market Abuse Directive - Feedback Statement CESR Archive CESR Document DOWNLOAD 156.6 KB
07-044 CESR's guidelines concerning eligible assets for investment by UCITS CESR Archive CESR Document DOWNLOAD 131.42 KB
07-044b CESR's guidelines concerning eligible assets for investment by UCITS CESR Archive CESR Document DOWNLOAD 110.75 KB
07-043 CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data CESR Archive CESR Document DOWNLOAD 174.96 KB
06-552c CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive CESR Archive CESR Document DOWNLOAD 76.94 KB
10-945 CESR’s Guidance on common standards for assessment of compliance of credit rating methodologies with the requirements set out in Article 8.3 CESR Archive CESR Document DOWNLOAD 258.93 KB
10-944 CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Archive CESR Document DOWNLOAD 272.32 KB
10-1320 CESR’s guide to clear language and layout for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 161.87 KB
05-484 CESR’s guidelines for supervisors regarding the notification procedure according to Section VIII of the UCITS Directive CESR Archive CESR Document DOWNLOAD 214.72 KB
04-434b CESR’s guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC and 2001/108/EC) CESR Archive CESR Document DOWNLOAD 117.45 KB