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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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113 documents
Date Reference Title Sections Type Main document Info
ESMA70-154-270 Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Brexit, Trading, Supervisory convergence Opinion DOWNLOAD 181.69 KB
ESMA35-43-762 Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union Brexit, Investor protection, Supervisory convergence Opinion DOWNLOAD 236.23 KB
ESMA35-45-344 Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Brexit, Fund Management, Supervisory convergence Opinion DOWNLOAD 246.6 KB
ESMA42-110-433 General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Brexit, Supervisory convergence Opinion DOWNLOAD 182.68 KB
10-1351 Feedback statement - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Archive CESR Document DOWNLOAD 93.89 KB
10-1318 Guidelines - Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document DOWNLOAD 198.56 KB
10-1319 Guidelines - Transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document DOWNLOAD 136.11 KB
10-1320 CESR’s guide to clear language and layout for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 161.87 KB
CESR/10-1321 CESR’s template for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 108.44 KB
10-1396 Feedback statement - CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document DOWNLOAD 124.29 KB
10-1397 Feedback statement - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document DOWNLOAD 112.83 KB
10-1398 Feedback statement - A guide to clear language and layout for the Key Investor Information document (KII) CESR Archive CESR Document DOWNLOAD 103.3 KB
10-1399 Feedback statement - CESR’s template for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 123.79 KB
10-1045 Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation CESR Archive CESR Document DOWNLOAD 253.56 KB
10-512 Feedback statement on the consultation on guidance to report transactions on OTC derivative instruments and subsequent CESR decisions CESR Archive CESR Document DOWNLOAD 911.6 KB
10-661 Guidance to report transactions on OTC derivative instruments CESR Archive CESR Document DOWNLOAD 703.48 KB
10-1018 Feedback statement - CESR’s Consultation on Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8.3 CESR Archive CESR Document DOWNLOAD 162.66 KB
10-1016 Feedback statement - CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Archive CESR Document DOWNLOAD 165.25 KB
10-918 Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries CESR Archive CESR Document DOWNLOAD 376.25 KB
10-945 CESR’s Guidance on common standards for assessment of compliance of credit rating methodologies with the requirements set out in Article 8.3 CESR Archive CESR Document DOWNLOAD 258.93 KB