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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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206 documents
Date Reference Title Sections Type Main document Info
2014/C1/02 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 368.94 KB
2014/MB/39 Decision on the Implementing Rules to the Financial Regulation of ESMA Management Board Decision DOWNLOAD 279.01 KB
2014/MB/38 Decision on the Financial Regulation of ESMA Management Board Decision DOWNLOAD 392.78 KB
2014/544 Decision to adopt a supervisory measure taking the form of a public notice in accordance with Articles 23e(5) and 24 of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies Credit Rating Agencies Decision DOWNLOAD 49.36 KB
BoA 2013-014 Board of Appeal Decision Global Private Rating Company v. ESMA Joint Committee, Board of Appeal Decision DOWNLOAD 361.96 KB
BoA 2013-008 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 242.72 KB
2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies Prospectus, Issuer disclosure, Transparency CESR Document DOWNLOAD 265.19 KB
JC/CP/2012/01 Feedback statement ESA feedback statement on the Joint CP on Financial Conglomerates Joint Committee CESR Document DOWNLOAD 82.95 KB
2012/415 Call for Evidence on Empty Voting Transparency, Issuer disclosure CESR Document DOWNLOAD 275.66 KB
Related documents Call for evidence - Empty voting
Summary
Translated versions
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2011/MB/69 Decision of the Management Board - Access to documents Management Board, About ESMA Decision DOWNLOAD 201.73 KB
2011/BS/123 Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group Board of Supervisors, Securities and Markets Stakeholder Group Decision DOWNLOAD 171.3 KB
2011/67 Feedback statement - Consultation Paper on proposed amendments to CESR Prospectus, Issuer disclosure CESR Document DOWNLOAD 384.63 KB
2011/MB/3 Decision of the Management Board - Internal language arrangements Management Board, About ESMA Decision DOWNLOAD 18.51 KB
2011/MB/4 Decision of the Management Board - Professional secrecy Management Board, About ESMA Decision DOWNLOAD 34.68 KB
ESMA41-140-155 Decision of the Management Board - Code of good administrative behaviour About ESMA, Management Board Decision DOWNLOAD 179.82 KB
10-1351 Feedback statement - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Archive CESR Document DOWNLOAD 93.89 KB
10-1318 Guidelines - Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document DOWNLOAD 198.56 KB
10-1319 Guidelines - Transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document DOWNLOAD 136.11 KB
10-1320 CESR’s guide to clear language and layout for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 161.87 KB