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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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307 documents
Date Reference Title Sections Type Main document Info
2013/922 Compliance table - suitability guidelines Investor protection, Guidelines and Technical standards Compliance table DOWNLOAD 74.33 KB
2013/923 Compliance table - compliance guidelines Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 100.87 KB
2014-1213 Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) Investor protection Compliance table DOWNLOAD 122.41 KB
Related documents Guidelines on remuneration policies and practices (MiFID) Guidelines on remuneration policies and practices (MiFID)
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Translated versions
JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Guidelines and Technical standards, Joint Committee Compliance table DOWNLOAD 187.15 KB
2015/1261 Guidelines compliance table - Guidelines on the application of definitions C6 and C7 under MiFID I Trading Compliance table
2015/MB/49 Summary of Conclusion 23 June 2015 meeting of the Management Board Management Board Summary of Conclusions DOWNLOAD 153.07 KB
2015/BS/168rev SoC Board of Supervisors - conference call 31 August 2015 Board of Supervisors Summary of Conclusions DOWNLOAD 122.18 KB
2015/BS/140 SoC June 2015 Board of Supervisors Board of Supervisors Summary of Conclusions DOWNLOAD 281.54 KB
2015/BS/139rev SoC Board of Supervisors - 9 July conference call Board of Supervisors Summary of Conclusions DOWNLOAD 163.45 KB
2015/SMSG/022 SoC August 2015 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 196.51 KB
2015/SMSG/030 SoC SMSG September Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 164.91 KB
2015/SMSG/021 SoC Joint meeting SMSG-BoS Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 122.75 KB
2015/MB/60rev SoC Management Board 23 September 2015 Management Board Summary of Conclusions DOWNLOAD 64.17 KB
2015/BS/202rev1 Summary of Conclusions September 2015 Board meeting Board of Supervisors Summary of Conclusions DOWNLOAD 278.25 KB
2015/MB/69 SoC 4 November meeting of the Management Board Management Board Summary of Conclusions DOWNLOAD 63.93 KB
2015/BS/232rev SoC November 2015 Board of Supervisors Board of Supervisors Summary of Conclusions DOWNLOAD 279.1 KB
2016/MB/3rev1 SoC Management Board December 2015 Management Board Summary of Conclusions DOWNLOAD 159.29 KB
2016/BS/2rev1 SoC Board of Supervisors Board of Supervisors Summary of Conclusions DOWNLOAD 212.94 KB
ESMA70-151-3417 Comply or explain table for G&R on CCP college Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.53 KB
ESMA70-151-3418 Comply or explain table for G&R on IO arrangements Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.37 KB