ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

35 documents
Date Sort descending Reference Title Sections Type Main document Info
2011/461 Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 Credit Rating Agencies Technical Standards DOWNLOAD 555.25 KB
2011/462 Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation Credit Rating Agencies Technical Standards DOWNLOAD 445.83 KB
2011/463 Final report - Regulatory technical standards on the information for registration and certification of credit rating agencies Credit Rating Agencies Technical Standards DOWNLOAD 444.79 KB
2011/464 Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA Credit Rating Agencies Technical Standards DOWNLOAD 485.78 KB
2012/228 Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Short Selling Technical Standards DOWNLOAD 1.02 MB
2012/600 Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories Post Trading Technical Standards DOWNLOAD 1.88 MB
2013/413 Final Report - Draft regulatory technical standards on types of AIFMs Fund Management Technical Standards DOWNLOAD 116.08 KB
JC 2013/01 Final Draft Regulatory Technical Standards Joint Committee Technical Standards DOWNLOAD 1.17 MB
2013/1087 Final Report on amended EMIR implementing technical standards Post Trading Technical Standards DOWNLOAD 335.07 KB
2013/1657 Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion Post Trading Technical Standards DOWNLOAD 394.75 KB
2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Issuer disclosure Technical Standards DOWNLOAD 713.74 KB
2013/1940 Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms Technical Standards DOWNLOAD 622.16 KB
2014/160 Draft implementing technical standards on notification - EuVECA Fund Management Technical Standards DOWNLOAD 175.99 KB
2014/161 Draft implementing technical standards on notification - EuSEF Fund Management Technical Standards DOWNLOAD 29.18 KB
2014/685 Draft Regulatory Technical Standards under the CRA3 Regulation Credit Rating Agencies Technical Standards DOWNLOAD 2.39 MB
2014/1187 Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive Issuer disclosure, Transparency Technical Standards DOWNLOAD 810.07 KB
Related documents ESMA consults on major shareholders disclosures Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive
Summary
Translated versions
2014/1184 Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives Post Trading Technical Standards DOWNLOAD 1.17 MB
2014/1571 Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation Trading Technical Standards DOWNLOAD 281.16 KB
JC/2014/092 Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive Joint Committee Technical Standards DOWNLOAD 819.76 KB
2015/613 Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms Technical Standards DOWNLOAD 142.57 KB