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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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35 documents
Date Reference Title Sections Type Main document Info
2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I - draft RTS and ITS on MiFID II and MiFIR Trading Technical Standards DOWNLOAD 2.85 MB
2015/1457 - Annex II Annex II - CSDR TS on CSD Requirements and Internalised Settlement Post Trading Technical Standards DOWNLOAD 1.44 MB
2015/1457 Annex III Annex III - CSDR TS on CSD Requirements and Internalised Settlement Post Trading Technical Standards DOWNLOAD 910.14 KB
2014/161 Draft implementing technical standards on notification - EuSEF Fund Management Technical Standards DOWNLOAD 29.18 KB
2014/160 Draft implementing technical standards on notification - EuVECA Fund Management Technical Standards DOWNLOAD 175.99 KB
2015/1409 Draft Implementing Technical Standards on penalties and measures under Directive 2009/65/EC (UCITS Directive) Fund Management Technical Standards DOWNLOAD 339.52 KB
2014/1187 Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive Issuer disclosure, Transparency Technical Standards DOWNLOAD 810.07 KB
Related documents ESMA consults on major shareholders disclosures Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive
Summary
Translated versions
2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Issuer disclosure Technical Standards DOWNLOAD 713.74 KB
2014/685 Draft Regulatory Technical Standards under the CRA3 Regulation Credit Rating Agencies Technical Standards DOWNLOAD 2.39 MB
2015/1014 Draft RTS on prospectus related issues under the Omnibus II Directive Issuer disclosure Technical Standards DOWNLOAD 949.89 KB
JC/2014/092 Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive Joint Committee Technical Standards DOWNLOAD 819.76 KB
2012/228 Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Short Selling Technical Standards DOWNLOAD 1.02 MB
2015/613 Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms Technical Standards DOWNLOAD 142.57 KB
2013/1940 Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms Technical Standards DOWNLOAD 622.16 KB
2013/1657 Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion Post Trading Technical Standards DOWNLOAD 394.75 KB
2012/600 Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories Post Trading Technical Standards DOWNLOAD 1.88 MB
2015/1460 ESMA Final Report on DRAFT RTS on EEAP Transparency Technical Standards DOWNLOAD 1.62 MB
esma70-156-769 ESMA opinion on MiFID II RTS 1 Trading Technical Standards DOWNLOAD 645.02 KB
JC 2013/01 Final Draft Regulatory Technical Standards Joint Committee Technical Standards DOWNLOAD 1.17 MB
ESMA70-872942901-21 - annex Final Draft RTS on packaged orders Trading Technical Standards DOWNLOAD 334.25 KB