ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
5 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
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ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, Investor protection | Compliance table | DOWNLOAD 302.18 KB | ||
JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | DOWNLOAD 300.38 KB | ||
JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | DOWNLOAD 187.15 KB | ||
JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | DOWNLOAD 819.76 KB | ||
JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | DOWNLOAD 1.17 MB |