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ESMA80-1467488426-27 |
Supervision Annual Report 2016 and Work Programme 2017 |
Credit Rating Agencies, Trade Repositories |
Report |
DOWNLOAD 2.58 MB |
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ESMA81-393-98 |
Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing |
Benchmarks, Supervisory convergence |
Report |
DOWNLOAD 200.21 KB |
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2011/116 Annex 2 |
Progress report on equivalence of Indian Accounting Standards with IFRS |
Audit |
Report |
DOWNLOAD 399.46 KB |
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2011/265 |
11th Extract from the EECS's Database of Enforcement Decisions |
Financial reporting |
Report |
DOWNLOAD 329.49 KB |
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2011/461 |
Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 555.25 KB |
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2011/462 |
Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 445.83 KB |
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2011/463 |
Final report - Regulatory technical standards on the information for registration and certification of credit rating agencies |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 444.79 KB |
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2011/464 |
Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 485.78 KB |
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2012/228 |
Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps |
Short Selling |
Technical Standards |
DOWNLOAD 1.02 MB |
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2012/600 |
Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories |
Post Trading |
Technical Standards |
DOWNLOAD 1.88 MB |
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2012/656 |
12th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 352.16 KB |
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2013/1087 |
Final Report on amended EMIR implementing technical standards |
Post Trading |
Technical Standards |
DOWNLOAD 335.07 KB |
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2013/1545 |
14th Extract from the EECS' database of enforcement |
Financial reporting |
Report |
DOWNLOAD 355.57 KB |
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2013/1657 |
Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion |
Post Trading |
Technical Standards |
DOWNLOAD 394.75 KB |
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2013/1940 |
Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms |
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Technical Standards |
DOWNLOAD 622.16 KB |
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2013/1970 |
Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus |
Prospectus, Issuer disclosure |
Technical Standards |
DOWNLOAD 713.74 KB |
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2013/413 |
Final Report - Draft regulatory technical standards on types of AIFMs |
Fund Management |
Technical Standards |
DOWNLOAD 116.08 KB |
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2013/444 |
13th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 512.42 KB |
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2013/619 Annex II |
Comparative table of responses from EEA States |
Prospectus |
Report |
DOWNLOAD 2.15 MB |
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2013/619 Annex III |
Individual responses from EEA States |
Prospectus |
Report |
DOWNLOAD 2.63 MB |
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