ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
110 documents
| Date | Reference | Title Sort descending | Sections | Type | Main document | Info |
|---|---|---|---|---|---|---|
| ESMA22-106-196 | Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 144.22 KB | ||
| 2013/SMSG/017 | Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 27.43 KB | ||
| 2013/SMSG/018 | Advice on Discussion Paper – The Clearing Obligation under EMIR | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 46.94 KB | ||
| 2011/SMSG/13 | Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 88.23 KB | ||
| 2011/SMSG/18 | Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 149.17 KB | ||
| 2012/SMSG/12 | Advice on Guidelines on certain aspects of the MiFID compliance function requirements | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 83.35 KB | ||
| 2012/SMSG/11 | Advice on Guidelines on certain aspects of the MiFID suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 138.1 KB | ||
| 2015/SMSG/026 | Advice on Proxy advisors | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 206.54 KB | ||
| ESMA/2015/SMSG/031 | Advice on sound remuneration under UCITS and AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 123.3 KB | ||
| ESMA22-106-4389 | Advice on the SMSG’s role in the Breach of EU Law Procedure | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 191.55 KB | ||
| SMSG ESMA20-06-2053 | Joint position paper from the ESA stakeholder groups on the ESA review | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 283.55 KB | ||
| JC 2023 36 | Joint SH Advice on DORA ITS register of information | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 264.65 KB | ||
| JC 2023 34 | Joint SH Advice on DORA RTS Classification ICT Incidents | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 250.98 KB | ||
| JC 2023 39 | Joint SH Advice on DORA RTS ICT risk management | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 286.43 KB | ||
| JC 2023 35 | Joint SH Advice on DORA RTS policy contractual arrangements | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 198.7 KB | ||
| JC 2024 18 | Joint SH advice on RTS on subcontracting of ICT services | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 253.86 KB | ||
| JC 2024 17 | Joint SH advice on RTS on threat-led penetration testing (TLPT) | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 200.59 KB | ||
| JC 2024 19 | Joint SH advice on RTS-ITS on major incident reporting | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 197.15 KB | ||
| 2012/SMSG/6 | Letter regarding deadlines for the submission of ESMA’s technical standards | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 82.35 KB | ||
| 2011/SMSG/12 | Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 59.19 KB |