ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

111 documents
Date Reference Sort descending Title Sections Type Main document Info
2014/SMSG/37 SMSG advice - Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 197.86 KB
2014/SMSG/38 SMSG advice - Transparency for the trading of non-equity instruments Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 112.76 KB
2014/SMSG/42 SMSG advice - Data publication Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 633.88 KB
2014/SMSG/47 SMSG advice - Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 225.37 KB
2014/SMSG/51 SMSG advice - EuSEF/EuVECA Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 112.66 KB
2015/SMSG/003 SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 286.08 KB
2015/SMSG/005 SMSG advice paper on PRIIPS Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 362.86 KB
2015/SMSG/011 SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 219.99 KB
2015/SMSG/016 SMSG Advice on cross-selling Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 92.49 KB
2015/SMSG/017 PART I SMSG Contribution to the Green Paper on CMU - PART I Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 274.66 KB
2015/SMSG/017 PART II SMSG Contribution to the Green Paper on CMU - PART II Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 384.44 KB
2015/SMSG/017 PART III SMSG Contribution to the Green Paper on CMU - PART III Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 470.85 KB
2015/SMSG/023 SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 662.2 KB
2015/SMSG/025 SMSG Position Paper MAR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 158.23 KB
2015/SMSG/026 Advice on Proxy advisors Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 206.54 KB
2015/SMSG/036 SMSG Advice on ESEF Electronic reporting, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 109.63 KB
2015/SMSG/20 SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 362.66 KB
2016/SMSG/006 SMSG Opinion Paper on PRIIPs Regulation – Performance Measures Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 101.82 KB
2016/SMSG/010 SMSG Advice MAR Guidelines Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 152.68 KB
2016/SMSG/011 SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 75.25 KB