ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

111 documents
Date Sort descending Reference Title Sections Type Main document Info
2014/SMSG/35 SMSG advice - Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 442.89 KB
2014/SMSG/47 SMSG advice - Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 225.37 KB
2014/SMSG/42 SMSG advice - Data publication Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 633.88 KB
2014/SMSG/51 SMSG advice - EuSEF/EuVECA Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 112.66 KB
2015/SMSG/003 SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 286.08 KB
2015/SMSG/005 SMSG advice paper on PRIIPS Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 362.86 KB
2015/SMSG/011 SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 219.99 KB
2015/SMSG/016 SMSG Advice on cross-selling Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 92.49 KB
2015/SMSG/017 PART I SMSG Contribution to the Green Paper on CMU - PART I Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 274.66 KB
2015/SMSG/017 PART II SMSG Contribution to the Green Paper on CMU - PART II Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 384.44 KB
2015/SMSG/017 PART III SMSG Contribution to the Green Paper on CMU - PART III Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 470.85 KB
2014/SMSG/018 SMSG Call for evidence: Competition, choice and conflicts of interest in the credit rating industry Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 91.24 KB
SMSG 09/07/15 SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 781.74 KB
2015/SMSG/20 SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 362.66 KB
2015/SMSG/023 SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 662.2 KB
2015/SMSG/026 Advice on Proxy advisors Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 206.54 KB
2015/SMSG/025 SMSG Position Paper MAR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 158.23 KB
ESMA/2015/SMSG/031 Advice on sound remuneration under UCITS and AIFMD Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 123.3 KB
2016/SMSG/006 SMSG Opinion Paper on PRIIPs Regulation – Performance Measures Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 101.82 KB
2015/SMSG/036 SMSG Advice on ESEF Electronic reporting, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 109.63 KB