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2014/SMSG/35 |
SMSG advice - Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 442.89 KB |
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2014/SMSG/36 |
SMSG advice - Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 193.74 KB |
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2014/SMSG/37 |
SMSG advice - Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 197.86 KB |
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2014/SMSG/38 |
SMSG advice - Transparency for the trading of non-equity instruments |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 112.76 KB |
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2014/SMSG/15 |
SMSG position paper on Alternative Performance Measures |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 145.69 KB |
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2014/SMSG/11 |
SMSG reply to ESMA DP on Market Abuse Regulation |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 209.54 KB |
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2014/SMSG/30 |
SMSG reply to ESMA consultation on draft RTS for the transparency directive |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 160.14 KB |
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2014/SMSG/10 |
SMSG position paper on Crowdfunding |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 131.44 KB |
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2014/SMSG/14 |
SMSG reply to ESMA consultation on CRA3 Implementation |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 95.17 KB |
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2013/923 |
Compliance table - compliance guidelines |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 100.87 KB |
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2013/922 |
Compliance table - suitability guidelines |
Investor protection, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 74.33 KB |
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2013/SMSG/020 |
Response to the Consultation Paper ESMA Guidelines on enforcement of financial information |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 67.09 KB |
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2013/SMSG/018 |
Advice on Discussion Paper – The Clearing Obligation under EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 46.94 KB |
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2013/SMSG/017 |
Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 27.43 KB |
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2012/SMSG/59 |
Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 497.32 KB |
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2012/SMSG/60 |
SMSG advice on Guidelines on sound remuneration policies under the AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 81.39 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2012/SMSG/6 |
Letter regarding deadlines for the submission of ESMA’s technical standards |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 82.35 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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