ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
12 documents
Date | Reference | Title Sort descending | Sections | Type | Main document | Info |
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JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | DOWNLOAD 187.15 KB | ||
ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, Investor protection | Compliance table | DOWNLOAD 302.18 KB | ||
JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | DOWNLOAD 300.38 KB | ||
JC 2023 36 | Joint SH Advice on DORA ITS register of information | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 264.65 KB | ||
JC 2023 34 | Joint SH Advice on DORA RTS Classification ICT Incidents | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 250.98 KB | ||
JC 2023 39 | Joint SH Advice on DORA RTS ICT risk management | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 286.43 KB | ||
JC 2023 35 | Joint SH Advice on DORA RTS policy contractual arrangements | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 198.7 KB | ||
JC 2024 18 | Joint SH advice on RTS on subcontracting of ICT services | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 253.86 KB | ||
JC 2024 17 | Joint SH advice on RTS on threat-led penetration testing (TLPT) | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 200.59 KB | ||
JC 2024 19 | Joint SH advice on RTS-ITS on major incident reporting | Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 197.15 KB | ||
ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 426.62 KB | ||
ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 150.61 KB |