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ESMA80-1467488426-27 |
Supervision Annual Report 2016 and Work Programme 2017 |
Credit Rating Agencies, Trade Repositories |
Report |
DOWNLOAD 2.58 MB |
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ESMA81-393-98 |
Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing |
Benchmarks, Supervisory convergence |
Report |
DOWNLOAD 200.21 KB |
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2011/116 Annex 2 |
Progress report on equivalence of Indian Accounting Standards with IFRS |
Audit |
Report |
DOWNLOAD 399.46 KB |
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2011/265 |
11th Extract from the EECS's Database of Enforcement Decisions |
Financial reporting |
Report |
DOWNLOAD 329.49 KB |
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2011/SMSG/11 |
Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 48.99 KB |
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2011/SMSG/12 |
Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 59.19 KB |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/656 |
12th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 352.16 KB |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/SMSG/59 |
Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 497.32 KB |
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2012/SMSG/6 |
Letter regarding deadlines for the submission of ESMA’s technical standards |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 82.35 KB |
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2012/SMSG/60 |
SMSG advice on Guidelines on sound remuneration policies under the AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 81.39 KB |
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2013/1545 |
14th Extract from the EECS' database of enforcement |
Financial reporting |
Report |
DOWNLOAD 355.57 KB |
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2013/444 |
13th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 512.42 KB |
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2013/619 Annex II |
Comparative table of responses from EEA States |
Prospectus |
Report |
DOWNLOAD 2.15 MB |
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2013/619 Annex III |
Individual responses from EEA States |
Prospectus |
Report |
DOWNLOAD 2.63 MB |
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2013/SMSG/017 |
Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 27.43 KB |
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2013/SMSG/018 |
Advice on Discussion Paper – The Clearing Obligation under EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 46.94 KB |
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