ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

46 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Investor protection Technical Advice DOWNLOAD 337.33 KB
ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Investor protection Technical Advice DOWNLOAD 464.68 KB
ESMA70-156-2287 Technical Advice to the European Commission on weekly position reports under MiFID II Trading, Supervisory convergence Technical Advice DOWNLOAD 231.84 KB
ESMA35-43-2134 ESMA’s Technical Advice to the Commission on the effects of product intervention measures Investor protection Technical Advice DOWNLOAD 425.6 KB
ESMA70-151-2650 Final report on TA on EMIR_2_2_CCP fees Post Trading Technical Advice DOWNLOAD 606.91 KB
ESMA70-151-2682 Final Technical advice on Tiering Criteria under EMIR 2.2 Post Trading Technical Advice DOWNLOAD 544.57 KB
ESMA70-151-2649 Technical advice on comparable compliance Post Trading Technical Advice DOWNLOAD 790.06 KB
ESMA33-9-321 Technical Advice on Sustainability Considerations in the Credit Rating Market Credit Rating Agencies Technical Advice DOWNLOAD 451.01 KB
JC 2019 26 Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements Digital Finance and Innovation, Joint Committee Technical Advice DOWNLOAD 1.34 MB
JC 2019 25 Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures Digital Finance and Innovation, Joint Committee Technical Advice DOWNLOAD 785.49 KB
ESMA33-128-505 Final Technical Advice Securitisation Repositories Fees Securitisation Technical Advice DOWNLOAD 570.74 KB
2016/1140 Final advice on AIFMD passport Fund Management Technical Advice DOWNLOAD 621.95 KB
2015/1472 Technical Advice on Competition, Choice and Conflicts of Interest in the CRA industry Credit Rating Agencies Technical Advice DOWNLOAD 2.48 MB
2015/1471 Technical Advice on Reducing Sole and Mechanistic Reliance on Credit Ratings Credit Rating Agencies Technical Advice DOWNLOAD 1.1 MB
2015/1219 Final Report - Technical Advice under the CSD Regulation Post Trading Technical Advice DOWNLOAD 751.38 KB
2015/1236 ESMA's advice to the European Parliament, the Council and the Commission on the application of the AIFMD passport to non-EU AIFMs and AIFs Fund Management Technical Advice DOWNLOAD 1.36 MB
Related documents ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes
Summary
Translated versions
2015/227 Final Report - ESMA’s technical advice to the European Commission on the delegated acts of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds Fund Management Technical Advice DOWNLOAD 609.09 KB
2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice DOWNLOAD 1021.03 KB
2014/1569 Technical Advice to the Commission on MiFID II and MiFIR Investor protection, Trading Technical Advice DOWNLOAD 2.8 MB
2014/1417 ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive Fund Management Technical Advice DOWNLOAD 469.49 KB