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2013/1703 |
Technical Advice on the feasibility of a network of small and medium-sized CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 601.05 KB |
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2013/1953 |
Technical Advice to the European Commission on the equivalence between the Argentinean regulatory and supervisory framework and the EU regulatory regime for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 143.15 KB |
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2013/1965 |
Technical Advice to the Commission on procedural rules to impose fines and periodic penalty payments to Trade Repositories |
Post Trading |
Technical Advice |
DOWNLOAD 385.87 KB |
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2014/123 |
ESMA Technical advice on equivalence of Japan for CCP II - Commodities CCPs |
Post Trading |
Technical Advice |
DOWNLOAD 3.33 MB |
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2014/312 |
Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD |
Fund Management |
Technical Advice |
DOWNLOAD 330.79 KB |
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2014/850rev |
Technical Advice in accordance with Article 39(b) 2 of the CRA Regulation |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 370.42 KB |
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2014/1417 |
ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive |
Fund Management |
Technical Advice |
DOWNLOAD 469.49 KB |
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2014/1569 |
Technical Advice to the Commission on MiFID II and MiFIR |
Investor protection, Trading |
Technical Advice |
DOWNLOAD 2.8 MB |
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2015/224 |
ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation |
Market Abuse |
Technical Advice |
DOWNLOAD 1021.03 KB |
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2015/227 |
Final Report - ESMA’s technical advice to the European Commission on the delegated acts of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds |
Fund Management |
Technical Advice |
DOWNLOAD 609.09 KB |
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2015/1236 |
ESMA's advice to the European Parliament, the Council and the Commission on the application of the AIFMD passport to non-EU AIFMs and AIFs |
Fund Management |
Technical Advice |
DOWNLOAD 1.36 MB |
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2015/1219 |
Final Report - Technical Advice under the CSD Regulation |
Post Trading |
Technical Advice |
DOWNLOAD 751.38 KB |
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2015/1471 |
Technical Advice on Reducing Sole and Mechanistic Reliance on Credit Ratings |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 1.1 MB |
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2015/1472 |
Technical Advice on Competition, Choice and Conflicts of Interest in the CRA industry |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 2.48 MB |
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2016/1140 |
Final advice on AIFMD passport |
Fund Management |
Technical Advice |
DOWNLOAD 621.95 KB |
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ESMA33-128-505 |
Final Technical Advice Securitisation Repositories Fees |
Securitisation |
Technical Advice |
DOWNLOAD 570.74 KB |
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JC 2019 25 |
Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures |
Digital Finance and Innovation, Joint Committee |
Technical Advice |
DOWNLOAD 785.49 KB |
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JC 2019 26 |
Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements |
Digital Finance and Innovation, Joint Committee |
Technical Advice |
DOWNLOAD 1.34 MB |
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ESMA33-9-321 |
Technical Advice on Sustainability Considerations in the Credit Rating Market |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 451.01 KB |
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ESMA70-151-2649 |
Technical advice on comparable compliance |
Post Trading |
Technical Advice |
DOWNLOAD 790.06 KB |
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