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ESMA32-63-1192 |
25th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 641.78 KB |
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ESMA 34-45-1219 |
Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.36 MB |
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ESMA50-165-1761 |
ESMA Risk Dashboard No. 1 2021 |
Market data, Risk monitoring |
Report |
DOWNLOAD 819.04 KB |
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ESMA81-393-98 |
Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing |
Benchmarks, Supervisory convergence |
Report |
DOWNLOAD 200.21 KB |
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JC 2021 31 |
JC Report on the implementation and functioning of the Securitisation Regulation |
Joint Committee, Securitisation |
Report |
DOWNLOAD 1.03 MB |
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ESMA80-193-1713 |
EMIR and SFTR data quality report 2020 |
Market data, Press Releases, Securities Financing Transactions, Supervisory convergence |
Report |
DOWNLOAD 791.94 KB |
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ESMA 50-165-1710 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2021 |
Fund Management, Digital Finance and Innovation, Market data |
Report |
DOWNLOAD 2.54 MB |
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ESMA93-373-39 |
Annual peer review of EU CCP supervision |
CCP |
Report |
DOWNLOAD 449.37 KB |
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ESMA50-165-1734 |
EU Alternative Investment Funds - 2021 Statistical Report |
Fund Management, Market data, Risk monitoring |
Report |
DOWNLOAD 1.77 MB |
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ESMA32-63-1101 |
Enforcers 2020 activity report |
Issuer disclosure |
Report |
DOWNLOAD 876.29 KB |
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JC 2021 27 |
JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 641.71 KB |
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JC 2021 24 |
Joint report on the assessment of the application of the Guidelines on complaints-handling |
Joint Committee |
Report |
DOWNLOAD 725.04 KB |
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ESMA32-67-716 |
Report on IFRS 10-11-12 |
Issuer disclosure, Audit, Financial reporting |
Report |
DOWNLOAD 480.12 KB |
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ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
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esma50-165-1495 |
ESMA report on trends, risks and vulnerabilities no.1 2021 - statistical annex |
Risk monitoring |
Report |
DOWNLOAD 1.9 MB |
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ESMA50-165-1524 |
ESMA report on trends, risks and vulnerabilities no.1 2021 |
Risk monitoring |
Report |
DOWNLOAD 3.75 MB |
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ESMA WP-2021-03 |
ESMA working paper on MiFID II research unbundling |
Digital Finance and Innovation |
Report |
DOWNLOAD 1.18 MB |
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JC 2021 03 |
Joint ESAs Final Report on RTS under SFDR |
Joint Committee, Sustainable finance |
Report |
DOWNLOAD 2.58 MB |
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ESMA70-156-2401 |
Annual Report 2020 - Equity Waivers and Deferrals |
Trading |
Report |
DOWNLOAD 1.09 MB |
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ESMA35-43-2507 |
Report to the EU institutions Article 52 MiFIR |
Investor protection |
Report |
DOWNLOAD 354.1 KB |
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