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ESMA22-106-196 |
Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 144.22 KB |
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ESMA50-43599798-9491 |
Advice on a proposed measure by the Central Bank of Ireland under Article 25 of Directive 2011/61/EU |
Fund Management |
Technical Advice |
DOWNLOAD 301.99 KB |
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ESMA50-43599798-9492 |
Advice on a proposed measure by the Commission du Surveillance du Secteur Financier under Article 25 of Directive 2011/61/EU |
Fund Management |
Technical Advice |
DOWNLOAD 327.89 KB |
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2013/SMSG/017 |
Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 27.43 KB |
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2013/SMSG/018 |
Advice on Discussion Paper – The Clearing Obligation under EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 46.94 KB |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2015/SMSG/026 |
Advice on Proxy advisors |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 206.54 KB |
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ESMA/2015/SMSG/031 |
Advice on sound remuneration under UCITS and AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 123.3 KB |
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ESMA22-106-4389 |
Advice on the SMSG’s role in the Breach of EU Law Procedure |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 191.55 KB |
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2013/1369 |
ESMA Technical advice on equivalence of Hong Kong for OTC and TR (Supplement) |
Post Trading |
Technical Advice |
DOWNLOAD 124.15 KB |
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2014/123 |
ESMA Technical advice on equivalence of Japan for CCP II - Commodities CCPs |
Post Trading |
Technical Advice |
DOWNLOAD 3.33 MB |
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2013/1372 |
ESMA Technical advice on equivalence of Singapore for TRs (Supplement) |
Post Trading |
Technical Advice |
DOWNLOAD 500.37 KB |
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2013/1371 |
ESMA Technical advice on equivalence of South Korea for CCPs |
Post Trading |
Technical Advice |
DOWNLOAD 1.83 MB |
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2015/1236 |
ESMA's advice to the European Parliament, the Council and the Commission on the application of the AIFMD passport to non-EU AIFMs and AIFs |
Fund Management |
Technical Advice |
DOWNLOAD 1.36 MB |
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2012/236 |
ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS |
Short Selling, Market Integrity |
Technical Advice |
DOWNLOAD 509.39 KB |
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2014/1417 |
ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive |
Fund Management |
Technical Advice |
DOWNLOAD 469.49 KB |
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2015/224 |
ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation |
Market Abuse |
Technical Advice |
DOWNLOAD 1021.03 KB |
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