|
ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 113.45 KB |
|
|
ESMA22-106-4322 |
SMSG Advice on Depositary Receipts and Geopolitical Risks |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 152.76 KB |
|
|
ESMA22-106-4247 |
SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements |
Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence |
SMSG Advice |
DOWNLOAD 232.86 KB |
|
|
ESMA22-106-4032 |
SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.55 KB |
|
|
ESMA22-106-3800 |
SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 374.84 KB |
|
|
ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
|
|
ESMA35-43-2126 |
Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Technical Advice |
DOWNLOAD 464.68 KB |
|
|
ESMA35-43-2134 |
ESMA’s Technical Advice to the Commission on the effects of product intervention measures |
Investor protection |
Technical Advice |
DOWNLOAD 425.6 KB |
|
|
2014/1569 |
Technical Advice to the Commission on MiFID II and MiFIR |
Investor protection, Trading |
Technical Advice |
DOWNLOAD 2.8 MB |
|